1. Eight major conditions for recognition of national high-tech enterprises
(1) The enterprise must be registered and established for more than one year when applying for recognition;
(2) In China (Excluding Hong Kong, Macao and Taiwan) registered enterprises have independent ownership of the core technologies of their main products (services) through independent research and development, transfers, donations, mergers and acquisitions, etc., or through exclusive licensing for more than 5 years. Ownership of intellectual property rights and meeting one of the following quantitative requirements:
1. More than 2 inventions or new plant varieties;
2. More than 6 utility model patents;
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3. Design patents that do not simply change the pattern and shape of the product (mainly refer to: designs obtained through the research and development process using scientific and engineering technology methods) or software copyrights or integrated circuit layout designs More than 7 exclusive rights;
(3) Technologies that play a core supporting role in the company's main products (services) fall within the scope of the "Catalogue of High-tech Fields Supported by the State 2016";
(4) The proportion of scientific and technological personnel engaged in R&D and related technological innovation activities of the enterprise to the total number of employees of the enterprise in that year shall not be less than 10; The proportion of the total research and development expenses over the three years (calculated based on actual operating time (the same below) to the total sales revenue in the same period) meets the following requirements:
1. The sales revenue in the past year is less than 50 million yuan (inclusive) ), the ratio is not less than 5;
2. For companies with sales revenue of 50 million to 200 million yuan (inclusive) in the past year, the ratio is not less than 4;
3. For enterprises with sales revenue of more than 200 million yuan in the past year, the ratio shall be no less than 3.
Among them, the total research and development expenses incurred by the enterprise in China account for no less than 60% of the total research and development expenses;
(The actual amount of entrusted external research and development expenses should be Determined in accordance with the principle of arm's length transactions, 80% of the actual amount will be included in the total R&D expenses of the client)
(6) The proportion of high-tech product (service) income in the past year to the company's total income in the same period is not low. Yu 40;
(7) The evaluation of enterprise innovation capabilities should meet the corresponding requirements;
(8) No major safety or major quality accidents or serious environmental violations occurred within the year before the enterprise applied for certification Behavior.
2. Four indicators for the identification of national high-tech enterprises
Enterprise innovation capabilities mainly include four indicators: intellectual property rights, the ability to transform scientific and technological achievements, the level of research and development organization and management, and enterprise growth. Make an evaluation. Indicators at all levels are scored in integers, with a full score of 100. A comprehensive score of 70 points or more (excluding 70 points) is considered to meet the certification requirements. The score structure of the four indicators is detailed in the table below:
1. Intellectual property rights (≤30 points)
Technical experts will check whether the intellectual property rights declared by the enterprise comply with the "Recognition Methods" and The "Work Guidelines" require a combination of qualitative and quantitative evaluation.
The scores of intellectual property-related evaluation indicators are shown in the table below:
(1) Advanced degree of technology
?A. High? (7-8 points) B. High (5 -6 points) C. Average (3-4 points) D. Lower (1-2 points) ?E. None? (0 points)
(2) Regarding the main products (services) in technology A. Strong? (7-8 points) B. Strong (5-6 points) C. Average (3-4 points) D. Weak (1-2 points) ?E. None? ( 0 points)
(3) Number of intellectual property rights A. 1 or more (Category I) (7-8 points) B. 5 or more (Category II) (5-6 points) C. Items 3 to 4 (Category II) (3-4 points)? D. Items 1 to 2 (Category II) (1-2 points) E. Item 0? (0 points)
(4) Intellectual property acquisition method A. With independent research and development (1-6 points)?B. Only transfers, donations, mergers and acquisitions (1-3 points)
(5) Enterprises participate in the preparation of national standards, Industry standards, testing methods, and technical specifications (this is a bonus item, and the total "intellectual property" score after the bonus points shall not exceed 30 points. Relevant standards, methods, and specifications must be certified and approved by relevant national departments.) A. Yes (1-2 points) B. No (0 points)
2. Ability to transform scientific and technological achievements (≤30 points)
According to the "Law on Promoting the Transformation of Scientific and Technological Achievements", scientific and technological achievements are Refers to results with practical value (patents, copyrights, integrated circuit layout designs, etc.) produced through scientific research and technological development. The transformation of scientific and technological achievements refers to the subsequent testing, development, application, and promotion of scientific and technological achievements in order to improve productivity levels until the formation of new products, new processes, new materials, and the development of new industries.
The forms of transformation of scientific and technological achievements include: investing on your own to implement transformation; transferring the technological achievements to others; licensing others to use the technological achievements; using the scientific and technological achievements as conditions for cooperation to implement transformation with others; The scientific and technological achievements are priced as investments, converted into shares or capital contribution proportions; and other methods determined through negotiation.
Technical experts will conduct a comprehensive evaluation based on the overall situation of the transformation of scientific and technological achievements of the enterprise and the annual average number of transformation of scientific and technological achievements in the past three years. The same scientific and technological achievements that are transformed at home and abroad, or transformed into multiple products, services, processes, samples, prototypes, etc., are only counted as one item. The scores for the scientific and technological achievements transformation capability index are shown in the table below:
3. Research and development organization and management level (≤20 points)
Organized and managed by technical experts based on enterprise research and development and technological innovation The overall situation is combined with the following evaluations to give a comprehensive score.
(1) Formulate an organizational management system for enterprise research and development, establish an accounting system for R&D investment, and prepare auxiliary accounts for R&D expenses; (≤6 points)
(2) Establishment It has established an internal scientific and technological research and development institution and has the corresponding scientific research conditions, and carries out various forms of industry-university-research cooperation with domestic and foreign research and development institutions; (≤6 points)
(3) Established an organization for the transformation of scientific and technological achievements Implement and motivate reward systems, and establish an open innovation and entrepreneurship platform; (≤4 points)
(4) Established the training and further training of scientific and technological personnel, employee skills training, the introduction of outstanding talents, and talent performance evaluation and rewards system. (≤4 points)
4. Enterprise growth (≤20 points)
Financial experts select indicators such as the company’s net asset growth rate and sales revenue growth rate to evaluate the company’s growth evaluate. If the actual operating period of the enterprise is less than three years, the calculation shall be based on the actual operating time. The calculation method is as follows:
(1) Net assets growth rate Net assets growth rate = 1/2 (net assets at the end of the second year ÷ net assets at the end of the first year + net assets at the end of the third year ÷ net assets at the end of the second year ) - 1 Net assets = Total assets - Total liabilities Total assets and total liabilities should be based on the period-end figures of the enterprise's accounting statements certified by a qualified intermediary agency.
(2) Sales revenue growth rate Sales revenue growth rate = 1/2 (sales revenue in the second year ÷ sales revenue in the first year + sales revenue in the third year ÷ sales revenue in the second year) - 1 enterprise If the growth rate of net assets or sales revenue is negative, it will be calculated as 0 points. If the net assets or sales revenue at the end of the first year are 0, the calculation will be based on the next two years; if the net assets or sales revenue at the end of the second year are 0, the calculation will be based on 0 points.
The above two indicators are compared with the evaluation grade (ABCDEF) in the table below to get the score. The two scores are added to calculate the comprehensive score of the enterprise growth indicator.