1. Organize to learn and publicize compliance policies, rules and regulations and relevant laws and regulations, and ensure that employees understand and abide by the company's compliance requirements. Establish and improve the compliance management system in this professional field, formulate and improve the compliance management process, and ensure the effective implementation of compliance management.
2. Organize compliance risk assessment in this professional field, and find and solve potential compliance risks in time. Cooperate with the compliance management department to carry out compliance inspection, investigation and rectification to ensure the effective implementation of compliance management.
3. Organize compliance training and publicity activities in this professional field to improve employees' compliance awareness and ability. Regularly report compliance management in this field to the superior management department, and timely report major violations and risk events.
4, bear the legal responsibility and fines caused by illegal acts, and actively cooperate with relevant departments to investigate and deal with. As professional departments of compliance management, all departments of the company should earnestly perform their duties, give full play to their professional advantages, strengthen the awareness of compliance management, improve the level of compliance management, and provide a strong guarantee for the healthy and stable development of the company.
Relevant knowledge of the company's compliance management professional department is as follows:
1. Formulate and implement the company's compliance policies and rules and regulations to ensure that the company's business operations comply with national laws, regulations and industry standards. Organize compliance risk assessment, discover and solve potential compliance risks in time, and provide compliance support for the company's business decisions.
2. Cooperate with external regulatory agencies to carry out compliance inspection and investigation, actively respond to and seriously rectify violations. Organize compliance training and publicity activities, improve employees' compliance awareness and ability, and create a good corporate compliance culture.
3. Coordinate and supervise all business departments and functional departments to implement compliance management requirements, and ensure that the company's compliance management is comprehensively promoted. Participate in the compliance review of major company decisions and provide compliance advice and support for the company's strategic development.
4. The company's compliance management department is an important guarantee for the company to achieve compliance management and sustainable development. The company should attach importance to the position and role of the professional department of compliance management, strengthen its construction and enhance its ability, and ensure that it can provide effective compliance support and guarantee for the company's development.