1. The company has no criminal record within three years, and must have a good reputation and reputation, with a registered capital of about 200 million yuan. 2. Identity certificates and qualification certificates of shareholders, supervisors and managers. 3. A sound company management system. 4. Having a fixed registered business place and conditions (except residential buildings and commercial and residential buildings). 5. A registered securities company must have a sound risk management system. 6. Legal articles of association. 7. Securities companies must engage in securities business.
1, company name (more than 5 alternative company names).
2. Copy of the real estate license and the owner's ID card of the registered address of the company (the property right of the unit should be in the copy of the real estate license and the house lease certificate.
The contract is stamped with the official seal of the property right unit; Residential buildings in High-tech Zone, Economic Development Zone and Xinzhan District need to provide the original real estate license to the Industrial and Commercial Bureau for verification).
3. Original ID cards of all shareholders (if the registered capital is provided by the customer himself, only a copy of the ID card is required; If a legal person is registered in Xinzhan District, Economic Development Zone and High-tech Zone, it is required to provide the original temporary residence permit).
4. Capital contribution ratio of all shareholders (arrangement of shareholders' share of the company's shares).
5. Business scope of the company (what is the company mainly engaged in, and part of the scope may involve handling qualifications or licenses).
Legal basis: Article 124 of the Securities Law of People's Republic of China (PRC) stipulates that the establishment of a securities company shall meet the following conditions: (1) having a company's articles of association in compliance with laws and administrative regulations; (2) The major shareholders are profitable continuously, have a good reputation, have no record of major violations of laws and regulations in the last three years, and have net assets of not less than 200 million yuan; (3) Having a registered capital that meets the requirements of this Law; (4) The directors, supervisors and senior managers are qualified for the post, and the employees are qualified for securities business; (5) Having a sound risk management and internal control system; (6) Having qualified business premises and business facilities; (seven) other conditions stipulated by laws, administrative regulations and the State Council securities regulatory agency approved by the State Council.