Asset management (investment management, equity investment, fund management and wealth management) The business scope of the company includes entrusted asset management, entrusted investment management, fund management, equity investment and venture capital.
2. For equity filing, the business scope must include: entrusted management of equity investment funds or equity investment fund management. In the case of securities filing, the business scope must include: entrusted asset management (no trust, financial asset management, securities asset management, etc. );
3. The legal person must pass the fund qualification examination, and two senior managers (risk control director and fund manager/business manager) must pass the fund qualification examination.
4. The paid-in proportion of registered capital is more than 25%, and it is recommended to pay more than 5 million.
5. Have an actual office address (not limited to Shenzhen, a lease contract is required).
6. Go to a law firm to issue a legal opinion.
2. Matters needing attention for filing of private fund managers:
1. According to the regulations of China Foundation, after the legal opinion is submitted, the applicant shall not modify the registration application materials submitted; If it is really necessary to supplement or correct, with the consent of the Association, the original handling lawyer and law firm shall issue supplementary legal opinions. ?
2. Limit on the number of times legal opinions are returned for correction: if legal opinions are returned for correction for more than 5 times, the agency application will be locked for 3 months. ?
3. If the newly registered private equity fund manager fails to file the first private equity fund product within 6 months from the date of completing the registration procedures, the registration of the private equity fund manager will be cancelled. ?
4. It is best for the initiating shareholders of the private placement filing company to be natural persons. If it is a company, it needs to be independent of other private equity firms. ?
5. Executives need experience.
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