The Historical Evolution of Guo Jin Securities Limited Liability Company;

Guo Jin Securities Co., Ltd. (hereinafter referred to as "the Company"), formerly known as Chengdu Urban Construction Investment Development Co., Ltd. (hereinafter referred to as "Chengdu Jiantou"), is a joint stock limited company renamed from Chengdu Department Store (Group) Co., Ltd. with the approval of Chengdu Administration for Industry and Commerce on February 24, 2002. The predecessor of the company is Chengdu Department Store (Group) Co., Ltd., which was listed on the Shanghai Stock Exchange on August 7, 20 14 with the stock code of 600 109. The total share capital of the company is 500,000 12 1 062 shares. /10 2006 On June 30, 2006, the extraordinary shareholders' meeting of the company passed a resolution that the company and Changsha Jiuzhitang (Group) Co., Ltd. (hereinafter referred to as "Jiuzhitang Group") made a major asset replacement and paid the difference in asset replacement by way of non-public offering of new shares. The total assets and liabilities assessed by the company are RMB 222,465,438+0.7 million. Together with the profit and loss from the appraisal base date to the asset delivery date, Guo Jin Securities Co., Ltd. (hereinafter referred to as "Guo Jin Securities"), Hunan Jinyong Investment (Holdings) Co., Ltd. (hereinafter referred to as "Hunan Jinyong") and Sichuan Shuka Special Fiber Co., Ltd. (hereinafter referred to as "Shuka Shares") under Jiuzhitang Group totaled 565,438+0.76%. Jiuzhitang Group purchased 33,482,696 shares (accounting for 47. 17% of the total share capital) held by Chengdu State-owned Assets Supervision and Administration Commission at the consideration of replacing the company's assets, liabilities and cash of 654,380+million yuan. On June 8th, 2006, 65438+February 8th, 2006, the State-owned Assets Supervision and Administration Commission of the State Council approved the transfer of 33482696 shares of Chengdu Urban Construction Investment and Development Co., Ltd. to Jiuzhitang Group with the document of "State-owned Property Right [2006] 1485". After the share transfer is completed, Mr. Wei Dong is the ultimate controller of the company. 65438+On February 29th, 2006, the company's extraordinary shareholders' meeting decided to combine the company's share-trading reform with major asset replacement, with major asset replacement as the consideration for the share-trading reform. On June 24th, 2007, 65438+ China Securities Regulatory Commission approved the company to carry out major asset replacement with Jiuzhitang Group, Hunan Jinyong and Shuka, and issue no more than 75 million RMB ordinary shares to purchase 5 1.76% of its original Guo Jin securities. Approved the announcement of Chengdu Urban Construction Acquisition Report by Jiuzhitang Group and Hunan Jinyong with the document number Zheng Jian Licensing [2007] 13, and exempted the obligation of tender offer; According to the document No.23 of the Securities Regulatory Commission [2007], the company was allowed to accept the 5 1.76% equity of the original Guo Jin Securities held by Jiuzhitang Group, Hunan Jinyong and Shuka respectively. In July 2007, according to the resolution of the board of directors of the company and passed by the shareholders' meeting, based on the total share capital of 65,438+0,465,438+0,994,737 shares on June 30, 2007, the company transferred the capital reserve to all shareholders, and the share transfer ratio increased by 65,438+for every 65,438+00 shares. On June 22nd, 2008, 65438+ China Securities Regulatory Commission approved the company to issue 2 16, 13 1 588 shares to the former shareholders of Guo Jin Securities except the former Chengjian Investment. After the relevant absorption and merger work is completed, the original Guo Jin Securities shall be cancelled according to law. The company changed its name from Chengdu Jiantou to Guo Jin Securities Co., Ltd., and inherited the securities business qualification of the original Guo Jin Securities (including branches) according to law. Registered address moved to No.95, Dongcheng Genshang Street, Qingyang District, Chengdu. As of March 26, 2008, the company has completed the industrial and commercial registration of the above related matters.