How to write a brief report of enterprise compliance questionnaire

Enterprise compliance questionnaire

1. Company name

2. The industry the company is engaged in

3. Fill in the position of the questioner

shareholder

Senior managers (such as directors, general managers, financial personnel, etc.). )

Legal department staff

Other staff

4. The nature of the company

limited liability company

incorporated company

other

5. Start-up time of the company

1~3 years

4~6 years

7~9 years

10 years or more

6. Company size (number of employees)

/kloc-under 0/00 people

100 to 500 people

More than 500 people

7. Are you familiar with the term "enterprise compliance"?

Know very well

Understand; Understanding

be unfamiliar with

8. Is a transaction management system established?

Has been established.

Partial establishment

false

9 whether to establish enterprise production norms and safety and environmental protection system.

be

no

No relevant system has been formulated, but safety in production and environmental protection have been strictly implemented in production and business activities.

10. Have you signed labor contracts with all the workers?

be

no

A small part was not signed because

1 1. Does the company have a professional accountant?

The company has a professional accounting department and professional accounting personnel.

The company has no professional accounting department or professional accounting personnel.

There is no professional accounting department in the company, but there are part-time accountants.

12. whether to employ professional legal practitioners?

The company set up a legal department and hired lawyers as legal advisers.

There is no legal department, but lawyers are hired as legal advisers.

No legal department was established, and no lawyer was hired as legal adviser.

Other cases

13. Does the company have a registered trademark?

be

no

14. Does the company have its own patent?

be

no

15. Will important business partners be investigated for compliance before conducting business activities?

be

no

16. before signing the contract, did the company submit the contract to professional legal practitioners for review?

be

no

17. Number of companies involved in litigation

1- 10, the main types of cases are

10-50, the main types of cases are

More than 50 kinds, the main types of cases are

18. If the judge gives a lecture, what aspects should he pay attention to?

Legal risks of contract transactions

Legal risks of employment

Legal risks of corporate governance

Legal issues related to intellectual property protection

Legal issues related to enterprise loans

Legal problems of environmental resources protection

Legal risks of criminal responsibility

Issues related to administrative litigation involving enterprises

Problems related to the implementation of enterprises' work

Issues related to bankruptcy liquidation

19. If the judge gives a lecture, what legal questions do you want to ask?