Legal analysis: If there are illegal acts such as corruption, bribery, kickback and misappropriation, the responsible person shall be given the following economic penalties and administrative sanctions: (1) If the amount of illegal acts is less than 10000 yuan, the person directly responsible shall be fined 1000 yuan, and the administrative demerit shall be given above; Punish 300 yuan, the responsible person, and give him an administrative warning; 200 yuan, the main leader, was punished. (two) the occurrence of illegal acts, the amount of more than 10000 yuan, the person directly responsible according to the relevant laws and regulations; The relevant responsible person shall be fined 1000 yuan, and given administrative warning to administrative demotion; Punish 800 yuan, the main leader, and give administrative warning; 500 yuan, important leaders were punished. Companies at all levels that invest, lend, borrow, guarantee or mortgage funds without the approval of the unified legal person shall be given the following economic penalties and administrative sanctions: (1) Those who violate laws and regulations and the amount is less than 654.38+10,000 yuan shall be fined 5,000 yuan, and those who cause losses shall be given administrative demerits; Impose a fine of 2000 yuan on the relevant responsible person, and give administrative warning if losses are caused; The main leaders shall be fined 1500 yuan, and administrative warning shall be given if losses are caused; Punish 500 yuan, an important leader; (two) illegal acts, the amount of more than 6.5438+0 million yuan to 6.5438+0 million yuan, the person who is directly responsible shall be fined 6.5438+0 million yuan, and the losses caused shall be given administrative demerits; The relevant responsible person shall be fined 3000 yuan, and if losses are caused, the administrative demerit shall be given above; The main leaders are fined 2000 yuan, and those who cause losses are given a demerit; Impose a fine of 1000 yuan on the person responsible for important leadership, and give administrative warning if losses are caused; (3) If an illegal act occurs and the amount exceeds 1 10,000 yuan, the person directly responsible shall be fined 20,000 yuan, and if losses are caused, administrative demotion or above shall be given; The relevant responsible person shall be fined 5000 yuan, and if losses are caused, the administrative demerit shall be given above; The main leaders are fined 3000 yuan, resulting in losses, and given the above sanctions; Impose a fine of 1500 yuan on important leaders, and if losses are caused, give administrative demerit.
Legal basis: Article 159 of the Insurance Law of People's Republic of China (PRC), in violation of the provisions of this law, establishes insurance professional agencies or insurance brokerage agencies without authorization, or engages in insurance agency business or insurance brokerage business without obtaining an insurance agency business license or an insurance brokerage business license, shall be banned by the insurance supervision and administration institution, and the illegal income shall be confiscated, and a fine of more than one time but less than five times the illegal income shall be imposed; If there is no illegal income or the illegal income is less than 50,000 yuan, a fine of not less than 50,000 yuan but not more than 300,000 yuan shall be imposed.
Article 160 Where an insurance company violates the provisions of this Law and operates beyond the approved business scope, the insurance supervision and regulation institution shall order it to make corrections within a time limit, confiscate its illegal income and impose a fine of not less than one time but not more than five times its illegal income; If there is no illegal income or the illegal income is less than 100,000 yuan, a fine of more than 100,000 yuan and less than 500,000 yuan shall be imposed. If it fails to make corrections within the time limit or causes serious consequences, it shall be ordered to suspend business for rectification or revoke its business license.
Article 161 If an insurance company commits one of the acts specified in Article 116 of this Law, the insurance supervision and regulation institution shall order it to make corrections and impose a fine of not less than 50,000 yuan but not more than 300,000 yuan; If the circumstances are serious, its business scope shall be restricted, and it shall be ordered to stop accepting new business or revoke its business license.