The role of supervision in the risk disposal of securities companies

What you want to ask is what are the functions of the Provisions on Risk Disposal of Securities Companies? Details are as follows:

1. Ensure the normal and compliant operation of securities brokerage business of securities companies, and advance working capital and customer transaction settlement funds according to regulations when necessary;

2. Take effective measures to maintain the safety of customer assets during the custody period;

3. Check the risks existing in securities companies, report the emergencies in operation to the State Council securities regulatory agency in time, and propose solutions;

4. Other duties as required by the the State Council Securities Regulatory Authority.