Professionals engaged in fund sales, research and analysis, investment management, trading, supervision and auditing in fund management companies and fund custodians, including managers of relevant business departments.
Professionals engaged in fund publicity, sales promotion and consultation in fund sales institutions, including managers of relevant business departments; Professionals engaged in securities investment consulting business in securities investment consulting institutions and their management personnel.
Professionals engaged in securities credit evaluation business in securities credit evaluation institutions and their management personnel.
Extended data:
Professionals engaged in securities business in securities institutions shall obtain professional qualifications and practice certificates. Details are as follows:
1, professionals engaged in self-employment, brokerage, underwriting, investment consulting and entrusted investment management in securities companies, including managers of relevant business departments;
2. Professionals engaged in fund sales, research and analysis, investment management, trading, supervision and auditing in fund management companies and fund custody institutions, including managers of relevant business departments;
3. Professionals engaged in fund publicity, promotion and consultation in fund sales organizations, including managers of relevant business departments;
4. Professionals engaged in securities investment consulting business in securities investment consulting institutions and their management personnel;
References:
Securities qualification certificate-Baidu Encyclopedia