1. Rating shall be conducted according to the importance of rating elements, the core elements of which are corporate governance and asset management, and the comprehensive rating shall not be higher than those of corporate governance or asset management.
Second, except for corporate governance and asset management, the comprehensive rating is at most one level higher than the lowest level of all elements.
Third, according to the risk status, business scale and income of different trust companies, determine the three levels of A, B and C in the same comprehensive rating.
The Guidelines for Trust Companies to Participate in Stock Index Futures Trading issued by China Banking Regulatory Commission requires that trust companies participating in stock index futures business must have a regulatory rating of 3C or above, and those applying to participate in stock index futures trading for speculation should have a regulatory rating of 2C or above, and have been engaged in hedging or arbitrage business for more than one year.