1, GF Securities (GF Securities Co., Ltd.), founded in 199 1, is the first comprehensive securities company in China, a large financial holding group, and its capital strength and profitability continue to lead in the domestic securities industry.
2. Guotai Junan (Guotai Junan Securities Co., Ltd.), founded in 1999, is a leading comprehensive financial service provider and all-round investment bank in China, and a securities company with large scale, wide business scope and wide network distribution.
3. Huatai Securities, namely Huatai Securities Co., Ltd., formerly known as Jiangsu Securities Company, was established in Nanjing, 1990, 12. It is the first comprehensive brokerage company approved by China Securities Regulatory Commission, and also one of the earliest brokers in China to obtain the qualification of innovation pilot. Its headquarters is located in Nanjing.
In July 2007, Huatai Securities was rated as Class A and Class A by China Securities Regulatory Commission in the first classified rating of securities brokers, and was qualified as Class A and Class A in July 2008.
Extended data:
Risk control in the operation of securities companies;
The State Council securities regulatory authority shall stipulate the risk control indicators of securities companies, such as net capital, the ratio of net capital to liabilities, the ratio of net capital to net assets, the ratio of net capital to self-operation, underwriting and asset management, the ratio of liabilities to net assets, and the ratio of current assets to current liabilities.
Securities companies withdraw trading risk reserve from annual after-tax profits to make up for securities trading losses, and the specific withdrawal ratio shall be stipulated by the State Council Securities Regulatory Authority. The State Council securities regulatory authority may, when it deems it necessary, entrust an accounting firm and an asset appraisal institution to audit or evaluate the financial status, internal control status and asset value of a securities company.
In order to control and dissolve the risks of securities companies, protect the legitimate rights and interests of investors and public interests, and ensure the healthy development of the securities industry, the State Council passed the Regulations on Risk Disposal of Securities Companies on April 23, 2008 (effective as of the date of promulgation), which stipulated the securities companies' suspension for rectification, custody, takeover, administrative reorganization, cancellation, bankruptcy liquidation and reorganization, supervision and coordination, and legal responsibilities.
The State Council Securities Regulatory Authority shall organize, coordinate and supervise the risk disposal of securities companies according to law. The State Council securities regulatory agency shall establish a coordination and rapid response mechanism to deal with the risks of securities companies in conjunction with the People's Bank of China, the finance department of the State Council, the public security department of the State Council, other financial regulatory agencies of the State Council and the provincial people's government.
In the process of dealing with the risks of securities companies, the relevant local people's governments should take effective measures to maintain social stability. In the process of dealing with the risks of securities companies, the normal operation of securities brokerage business should be ensured.