On the Entry of Securities Companies

This is not a question of not working in a securities company. Any company should not verbally agree to your employment after the interview, but should send you an offer in the form of email, telling you the time of employment and the materials you need to bring. HR should be responsible for the above, not the supervisor. Bring all materials to HR on the day of employment, and sign the contract directly after reviewing the materials. In this case, you'd better take the initiative to contact the unit to see what the situation is.

A securities company is a limited liability company or a joint stock limited company specializing in securities business, with independent legal personality. Securities companies are mainly engaged in securities-related businesses such as securities economy, securities investment consulting, securities trading, securities self-management and securities asset management. In a narrow sense, a securities company refers to a securities business company, which is an institution that specializes in securities business after being approved by the competent authority and obtaining a business license from the relevant administrative department for industry and commerce.

Securities companies can be divided into three categories according to their functions:

1. Securities broker: It is a securities institution that buys and sells securities as an agent and will charge a certain trading commission.

2. Securities firm: it is a comprehensive securities company, which can buy and sell securities as an agent or on its own, and is characterized by strong financial strength.

3. Securities underwriter: an institution that helps issuers sell securities in the form of underwriting or consignment.

At present, many securities companies have started the above three businesses, so most securities companies can meet the needs of investors to buy and sell securities.

The main responsibility of securities companies in the restructuring and listing of enterprises is to design and plan the stock listing of restructured enterprises. The main tasks include: participating in the design and formulation of enterprise restructuring plan, providing listing guidance for restructured enterprises that intend to issue shares, drafting, summarizing and submitting all application materials for listing, organizing stock underwriting of listed enterprises, and undertaking the organization and coordination of listing. Having the membership of a stock exchange, you can underwrite the issuance, self-management or agent trading of securities. Ordinary investors must invest in securities through securities companies.