Firstly, the main risks of China's securities companies are analyzed.
2. Risk control and prevention of securities companies.
(3) The external risk comes from the impact of foreign securities companies.
As far as capital is concerned. China's securities companies are small in scale, weak in capital strength and low in ability to resist market risks, especially in the adjustment period of large market fluctuations, and they will face major hidden dangers of bankruptcy if they are not careful.
As far as talent is concerned. Foreign securities companies
Securities companies are faced with the comprehensive influence of capital market, external conditions and their own behavior ability, and all risks are closely related to the behavior of each subject. It is necessary to analyze the risks brought by the uncertainty caused by the change of external environment and objective conditions, as well as the risks brought by the complexity and variability of subject behavior. The existing theoretical methods focus on risk control and management techniques, such as the generation and prevention of external uncertainty changes. This paper analyzes and demonstrates the behavioral risks of China's securities companies and the ways to improve the level of risk monitoring by using new theoretical viewpoints and methods such as game theory and behavioral finance.