Article 59 of the Guidelines for Internal Control of Investment Banking Business of Securities Companies stipulates that securities companies should specify the specific rules and voting mechanism of the core meeting. The kernel meeting shall produce written or electronic documents such as kernel resolutions and meeting minutes, which shall be confirmed by kernel members attending the meeting. Article 60 stipulates that the nuclear conference shall form a clear voting opinion. The resolution of agreeing to submit, submit, issue or disclose materials and documents shall be adopted by at least two-thirds of the core members attending the meeting. Effective core voting should at least meet the following conditions: ① The number of members attending the core meeting should be no less than 7; ② The number of members of the internal control department shall not be less than1/3 of the total number of members attending the meeting; ③ At least 65,438+0 compliance managers participated in the voting.