Corporate compliance officers are mainly professional managers engaged in accounting, auditing, taxation, finance and taxation and other related occupations. They serve as accounting directors and managers, audit directors and managers, financial directors and managers, tax directors and managers, legal directors and managers, tax directors and managers, risk control directors and managers in enterprises and institutions, and senior managers above these positions.
Enterprise Compliance Examination * * * has two examination subjects: comprehensive knowledge and comprehensive skills of enterprise compliance. There are not many examination subjects, but they cover many contents, including: laws and regulations related to enterprise compliance, compliance management, internal control, comprehensive risk management, internal audit, internal compliance operation management, compliance management system construction, compliance evaluation and application of results, comprehensive case analysis of business compliance management, training of compliance managers and cultural construction.
What do corporate compliance officers need to do:
1. Use the knowledge of law, finance and taxation to analyze various risks existing in the industry, establish a perfect compliance management system within the enterprise, and realize effective risk control.
2. Use compliance tools to assess compliance risks of business departments, and formulate and improve specific business compliance processes.
3. Handle compliance matters related to external regulators and partners, and provide relevant policy interpretation services for customers;
4. Conduct enterprise compliance consultation and compliance investigation, and handle compliance reports;
5. Conduct corporate compliance training, compliance assessment, compliance publicity and compliance culture construction.