Securities investment consultant refers to the asset manager who provides securities investment advice and gets paid. Provide investment advice to customers, such as trading opportunities, hot spot analysis, securities selection, risk warning, etc. , and it is forbidden to represent customers.
In other words, the advice provided by the investment consultant to the client is for reference, and the decision is made by the client himself. When customers bear losses and gains, securities companies can charge investment consulting service fees, including differential commissions and individual consulting fees charged according to the amount of assets or service period.
Extended data:
Matters needing attention in securities qualification examination:
1. You can get a certificate of achievement by passing the exam, and the exam results are valid for many years.
2, through the basic subjects and any professional subjects, that is, to obtain the qualification of securities.
3 basic subjects and any two professional subjects are qualified, and the first-class qualification certificate of securities business is obtained (blue).
4. Those who have passed the examinations of basic subjects and four professional subjects have obtained the second-level qualification certificate of securities business (purple).
5. Certificates can be upgraded cumulatively. For example, after obtaining the securities qualification, you can obtain the first-class certificate of securities qualification by passing any of the other three professional subjects. The second-level qualification certificate is the same.
Baidu encyclopedia-securities qualification examination
Baidu encyclopedia-securities investment consultant