1. The institution engaged in securities investment consulting business has more than five full-time personnel with securities investment consulting qualifications; At the same time, the institutions engaged in securities and futures investment consulting business have more than ten full-time personnel who have obtained securities investment consulting qualifications; At least one senior manager has obtained the qualification of securities investment consulting.
2. The registered capital is more than 654.38 million yuan.
3. Having a fixed business place and communication and other information transmission facilities suitable for the business.
4. There are articles of association.
5. Have a sound internal management system.
6. Other conditions that meet the requirements of China Securities Regulatory Commission.
Legal basis: Article 6 of the Interim Measures for the Administration of Securities and Futures Investment Consulting An institution applying for the qualification of securities and futures investment consulting shall meet the following conditions:
(a) institutions engaged in securities or futures investment consulting business, there are more than five full-time personnel who have obtained securities and futures investment consulting qualifications; At the same time, the institutions engaged in securities and futures investment consulting business have more than ten full-time personnel who have obtained securities and futures investment consulting qualifications; At least one of the senior managers has obtained the qualification of securities and futures investment consulting;
(2) The registered capital is more than RMB1000000;
(3) Having a fixed business place and communication and other information transmission facilities suitable for the business;
(4) Having articles of association;
(5) Having a sound internal management system;
(6) Having other conditions required by the China Securities Regulatory Commission.