Financial advisers shall perform the following duties:
(1) Conduct due diligence on relevant information of the acquirer;
(2) Providing professional services to the acquirer at the request of the acquirer, comprehensively evaluating the financial and operating conditions of the acquired company, helping the acquirer to analyze the legal, financial and operational risks involved in the acquisition, putting forward countermeasures and suggestions on matters involved in the acquisition plan such as the acquisition price, acquisition method and payment arrangement, and guiding the acquirer to make declaration documents in accordance with the prescribed content and format;
(3) Providing guidance to the purchaser in the standardized operation of the securities market, so that the directors, supervisors and senior managers of the purchaser are familiar with relevant laws, administrative regulations and the provisions of the China Securities Regulatory Commission, fully understand their obligations and responsibilities, and urge them to fulfill their legal obligations such as reports and announcements according to law;
(four) fully check and verify whether the purchaser meets the provisions of these measures and the authenticity, accuracy and completeness of the contents of the application documents, and objectively and fairly express professional opinions on the acquisition;
(5) Accepting the entrustment of the purchaser, submitting the application materials to the China Securities Regulatory Commission, and organizing and coordinating the purchaser and other professional institutions to defend according to the audit opinions of the China Securities Regulatory Commission;
(6) Sign an agreement with the purchaser, and continuously supervise the purchaser to abide by laws, administrative regulations, provisions of the China Securities Regulatory Commission, rules of the stock exchange and articles of association of the listed company within 65,438+02 months after the completion of the acquisition, exercise shareholders' rights according to law, and earnestly fulfill commitments or relevant agreements.
Extended data:
Financial advisor related certification
1, certificate name
Certified Financial Advisor (CFC) certification
Certified financial adviser, Chinese translation for certified financial adviser, CFC for short.
2. Organizer
The CFC certificate is issued by the Financial Consultants Association (IFC). IFC, founded in 1990, is an international professional financial consultancy.
Headquartered in the United States, IFC has established branches in 12 countries around the world. In the field of financial planner certification, IFC is the first professional institution to adopt practice certification instead of single training certification, and its "education and training+research+foreign practice" certification method is more conducive to candidates' career development.
3, certificate utility
CFC certificate has a certain authority in the global financial industry, especially in North America such as the United States and Canada, and is an important basis for measuring the professional ability of employees in the financial industry. In recent years, CFC certificates have been recognized by more and more Asian countries and regions, including Japan, Singapore, Malaysia, Thailand and China. According to statistics, about 1.3 million people in the world have obtained CFC certificates.
4. Application conditions
Anyone who has experience in finance, insurance, securities, investment, banking and other industries can sign up for the certification examination.
5. Examination content
CFC certification examination includes four parts: interpretation and analysis of comprehensive financial statements, corporate financial planning, personal financial planning and investment management. Candidates who have passed the examination can apply for CFC qualification if they have relevant work experience.
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