The following personnel are indispensable for the business department of a securities company, and the deputy general manager of a securities intermediary institution has no personnel regulations, except for the deputy general manager who is not responsible for securities business in the securities operating institution and the institution specified in Item 5 of this paragraph; 2. Securities institutions shall have directors and deputy managers of securities business departments; 3. The deputy manager of the securities business department of the securities operating institution; 4. Professionals engaged in securities agency issuance business in securities institutions; 5. Professionals engaged in securities proprietary business in securities institutions; 6. Professionals engaged in providing investment consulting services to clients in securities operating institutions and securities investment consulting institutions; 7. Market representatives of securities institutions in stock exchanges; 8. Each business department of a securities settlement registration institution shall have a manager and deputy manager; 9. A securities investment consulting institution shall have the deputy managers of each business department; 10. Computer administrators of various securities intermediaries; 1 1. Other personnel that the China Securities Regulatory Commission deems necessary for qualification confirmation; Securities practitioners must obtain the qualification certificate of securities practitioners in China Securities Regulatory Commission in accordance with the relevant provisions before they can engage in various securities professional positions; At least two-thirds of the deputy general managers, deputy general managers and other senior managers of securities intermediaries shall obtain securities qualification certificates; Without obtaining the qualification of securities industry, except those who meet the requirements of exemption from examination, they shall not engage in various securities professional positions. Securities practitioners meet the relevant provisions of the China Securities Regulatory Commission; The working capital is not less than 5 million yuan;
Satisfied, please adopt.