classify
Judging from the functions of securities companies, it can be divided into:
bill broker
That is, the securities brokerage company. Securities institutions that buy and sell securities accept the entrustment of investors to buy and sell securities on their behalf, and charge a certain commission, such as Soochow Securities Suzhou Sales Department and jianghai securities Brokerage Company.
Securities dealer
That is, comprehensive securities companies, in addition to the authority of securities brokerage companies, can also buy and sell securities by themselves. They are well-funded and can directly enter the exchange to buy and sell stocks for themselves. Such as Guotai Junan Securities.
Securities underwriter
An institution that helps issuers sell securities by underwriting or consignment. In fact, many securities companies operate these three businesses at the same time. According to the current practice in various countries, all member companies of a stock exchange can conduct proprietary trading in the trading market, but few securities companies specialize in proprietary trading.
In addition, some certified innovative securities companies also have the authority to create warrants, such as CITIC Securities.
A securities registration company is a service organization for centralized registration and transfer of securities. It is an indispensable part of securities trading and has the nature of administrative management. It must be examined and approved by the competent authority before it can be established.
trait
1, most of which are state-controlled enterprises, and the gift of assets must comply with the relevant regulations of the state-owned assets management department;
2. Most of them are unlisted companies with limited share circulation and no market price, but they have listing plans, which can meet the relevant regulations of listed companies.
Therefore, stock options and employee stock ownership are more suitable for Chinese securities companies.
At present, there are 120 securities companies in China. Securities companies are not state-owned enterprises. A securities company refers to a limited liability company or a joint stock limited company with independent legal personality established with the approval of the the State Council securities regulatory authority in accordance with the provisions of the Company Law and the Securities Law.
A-G Anxin Securities, Caitong Securities, Great Wall Securities, Dongxing Securities, Guo Tong Securities, Guodu Securities, Guotai Junan, Guoxin Securities, Guoyuan Securities, Dongguan Securities, Beijing Securities, Bohai Securities, Caida Securities, fortune securities, Guodu Securities, Guohai Securities, Guolian Securities, Guo Sheng Securities, orient securities, Cai Chang Securities, Northern Securities, changjiang securities, Changsha Securities and other Cheng Hao securities.
HJ Hexing Securities, Haitong Securities, Hengtai Securities, Hengxin Securities, Hengyuan Securities, Jin Xin Securities, Jutian Securities, Hantang Securities, Aviation Securities, Hebei Securities, Huaan Securities, Huachuang Securities, Jiulian Securities, Jinyuan Securities, Huaxi Securities, Hong Xin Securities, Huaxin Securities, Hongta Securities, Hua Hong Securities, Hualin Securities, Huatai Securities and Hualong Securities.
K-S Open Source Securities, Century Securities, Shenwan Hongyuan, Capital Securities, Shanghai Securities, Ping An Securities, United Securities, Lianxun Securities, Shantou Securities, Shanxi Securities, Minsheng Securities, National Securities, Minfa Securities, Southern Securities and Liaoning Securities.
T-Z Pacific Securities, CITIC Securities, China Investment Securities, Taiyang Securities, AVIC Securities, Zhongfu Securities, Zhongguancun Securities, zhongshan securities, Zhongtai Securities, Zhongtian Securities, CITIC Securities, BOC International, TF Securities, Tiantong Securities, Tianyi Securities, Tianyuan Securities, Wanlian Securities, Yide Securities, Galaxy Securities, China Merchants Securities, Zheshang Securities, central china securities and Wantong Securities.