First, being at the intersection of the interests of the state, enterprises and individuals, we must pay taxes to the state, and we must not let employees suffer, let alone let enterprises suffer. Financial personnel, as executors in the process of interest distribution among the three, are endowed with a very important role by law. "The maid takes the key-she is the owner of the house", but the difference is that this "maid" is endowed with certain rights and interests by law in this benefit distribution. Especially in state-owned enterprises, enterprises are dealing with the distribution of interests with the state, and enterprises with more branches are dealing with the interest relationship between branches and the head office, which is more obvious;
Second, corporate crime, the company's financial personnel are often affected. Often, the company's responsible person goes in, the financial person in charge will go in, or even the company's responsible person does not go in, and the financial person goes in. This is completely different from other people who are also logistics support departments, such as the personnel department and the president's office, which is also the professional characteristics of financial personnel;
Third, financial personnel are responsible for the custody of funds. Some people with ulterior motives want to make more money but still want to build a "firewall", always trying to hide themselves. Financial personnel often do it last when they know that there are risks, and their will is not reflected, which is also a feature of their profession. These professional characteristics determine that we must pay enough attention to the personal legal risks of financial personnel.
From the financial fraud incident of Luckin Coffee, it first caused public anger, and then the CEO and chief operating officer stepped down and were forced to adjust the management. In the A-share market, Kangmei Pharmaceutical Co., Ltd., which faked 30 billion yuan from 20 16 to 20 18, was also subject to administrative punishment and market ban. Recently, the CSRC has publicly stated that it will further improve the multi-delisting mechanism of marketization and rule of law, raise delisting standards, simplify delisting procedures, and resolutely withdraw from the market when it comes to mandatory delisting standards.
In fact, financial fraud has nothing to do with size. Once the fraud is made, once it is verified, it cannot be exempted.
Perhaps the majority of ordinary financial personnel are far away from listed companies, but there are still many possibilities of stepping on thunder in their work. How to prevent micro-duration, and be vigilant from the subtleties and sources? How to clarify the responsibility, do a good job of self-protection and avoid inadvertently carrying someone else's pot?