(a) At least 65-438+08 years old;
(2) Having a nationally recognized diploma equivalent to a high school education or above;
(3) Having full capacity for civil conduct.
From 65438 to 0995, the State Council Securities Commission issued the Interim Provisions on the Qualification Management of Securities Practitioners, and China began to implement the qualification management system of securities practitioners. According to this regulation, China conducted the qualification examination of securities investment consulting for the first time on 1999. In that year, the number of applicants reached 9 100, and 8800 people actually took the exam, with a passing score of 72 and a passing rate of 44%.
Extended data
Securities industry qualification examination is divided into three categories: general qualification examination, special business qualification examination and management qualification examination.
The general qualification examination, that is, the "entry qualification examination", is mainly aimed at people who are about to enter the securities industry. Specifically test whether candidates have the basic professional knowledge required by securities practitioners and master the basic securities laws and regulations and professional ethics requirements.
Special business qualification examination, namely "professional qualification examination", is mainly aimed at those who have entered the securities industry, and mainly tests whether candidates have the professional knowledge, professional skills and professional ethics necessary for professionals engaged in securities business to perform their statutory duties.
The managerial qualification examination, namely "managerial qualification examination", is mainly aimed at the senior managers of securities institutions, and mainly tests whether the candidates have mastered the management processes and standards necessary for securities institutions to perform their management duties.
Baidu encyclopedia-securities qualification examination