Article 2 These Measures shall apply to the assessment and management of the qualifications of security engineering enterprises.
Article 3 The qualification management of security engineering enterprises (hereinafter referred to as qualification) refers to the activities of China Security Products Industry Association (hereinafter referred to as China Security Association) under the guidance of the competent department of security industry to formulate relevant provisions on qualification management, organize the implementation and supervision of the qualification evaluation process and results, and promote the effective use of qualifications.
Qualification management aims at establishing and perfecting a unified national qualification evaluation system, and follows the "five unification principles" of adhering to unified leadership, based on unified evaluation standards, operating unified evaluation procedures, issuing unified format qualification certificates and uniformly releasing qualification evaluation information.
Article 4 Qualification evaluation refers to the activities of China Securities Industry Association to formulate qualification evaluation standards and implementation methods, organize the accreditation of qualification evaluation institutions and qualification assessors, objectively and fairly evaluate security engineering enterprises that need to confirm their qualifications, issue qualification certificates, release qualification information, and conduct supervision and management.
Article 5 The qualifications of security engineering enterprises are divided into Grade I qualification, Grade II qualification and Grade III qualification. Level 3 qualification is the lowest level.
Article 6 A security engineering enterprise qualification evaluation committee shall be established to be responsible for the improvement of the qualification evaluation system and the management and coordination of provincial security associations. The qualification review committee is composed of the leaders of China Securities Industry Association and provincial securities industry associations.
The China Security Association has a qualification management center as the office of the qualification review committee, which is responsible for compiling and revising the documents of the qualification review system, organizing the qualification identification of qualification review institutions and qualification assessors, and approving the first-level qualification final evaluation.
Provincial security associations organize the implementation of two or three-level qualification evaluation and one-level qualification evaluation.
Article 7 China Securities Industry Association is the organizer of qualification management, responsible for formulating the management norms for qualification evaluation, and bearing relevant legal responsibilities.
Article 8 Entrusted by the China Security Association, the Provincial Security Association is responsible for the management of qualification evaluation within its jurisdiction according to the relevant provisions of the qualification evaluation system documents, approving the issuance of secondary and tertiary qualification certificates, approving the final evaluation of primary qualification, and bearing relevant legal responsibilities.
Article 9 A qualification evaluation institution authorized by the Qualification Management Center of China Securities Association shall conduct qualification evaluation and annual review in accordance with the provisions of the qualification evaluation system documents, and bear relevant legal responsibilities.
Tenth security engineering enterprises that have obtained the qualification certificate shall be responsible for the authenticity of the relevant information provided by them, ensure the correct use of the qualification certificate, and bear the relevant legal responsibilities.
Article 11 China Securities Industry Association shall, in accordance with the provisions of Article 4 of these Measures and according to the needs of qualification assessment, select qualified intermediaries for qualification identification, and set up a service center for qualification assessment of security engineering enterprises (hereinafter referred to as the service center for qualification assessment) to undertake the following duties:
(a) to compile and revise the implementation procedures of institutional qualification evaluation.
(two) the employment and management of qualification assessors, technical experts and management personnel.
(three) to assist the China Security Association to compile and revise the training materials for examiners, equip training teachers, and establish and update the examination question bank; According to the requirements of the Qualification Management Center of China Security Association, undertake training courses for examiners, determine training-related matters, implement training resources, prepare training plans, issue training notices and implement training management.
(four) the implementation of the first-level qualification final evaluation.
(5) In the provinces (autonomous regions and municipalities directly under the Central Government) that have not yet established qualification evaluation institutions, with the approval of China Security Association, they will serve as provincial-level qualification evaluation institutions in this region, including participating in the dissemination of evaluation system documents, accepting the entrustment of qualification evaluation, and implementing qualification evaluation.
(six) to assist the China Security Association to complete the printing, storage and distribution of the "Security Engineering Enterprise Qualification Certificate" and other related documents and signs.
(seven) other matters related to qualification evaluation entrusted by the qualification management center of China Security Association.
Twelfth provincial safety association comprehensive consideration of local existing social resources, choose to set up provincial enterprise qualification evaluation institutions, undertake the following duties:
(a) to compile and revise the implementation procedures of institutional qualification evaluation.
(two) the employment and management of qualification assessors, technical experts and management personnel.
(three) to assist the provincial security association to publicize the qualification evaluation system documents and provide consulting services.
(four) to accept the entrustment of the qualification evaluation of local enterprises and implement the qualification evaluation.
Thirteenth enterprise qualification evaluation service center establishment conditions:
(1) is an independent legal person with a registered capital of not less than 1 10,000 yuan.
(two) to establish a suitable organization, improve the functional departments, and rationally set up posts.
(3) An appropriate quality management system has been established, and a sound management system has been formulated and effectively implemented.
(four) the necessary hardware resources, including working environment, office facilities and equipment, equipped with a suitable network data management platform.
(5) Hire not less than 10 full-time or part-time qualification appraisers, corresponding technical experts and management personnel. Both appraisers and experts have obtained the qualification certificate of security engineering enterprise appraisers issued by China Security Association, and the relevant personnel have no criminal and bad records.
(six) enterprises engaged in the production of security products, security engineering design and construction, and security operation services are not included.
Fourteenth provincial qualification assessment institutions set up conditions:
(1) It has the qualification of an independent legal person with a registered capital of not less than 500,000 yuan.
(2) The functional departments and posts are set up reasonably, an appropriate quality management system has been established, and relevant management systems have been formulated and effectively implemented.
(three) the necessary hardware resources, including working environment, office facilities and equipment, equipped with a suitable network data management platform.
(4) Hire not less than 5 full-time or part-time qualification assessors, corresponding technical experts and management personnel. Judges and experts must obtain the security engineering enterprise qualification assessor certificate issued by China Security Association, and the relevant personnel have no criminal record.
(five) enterprises engaged in the production of security products, security engineering design and construction, and security operation services are not included.
Article 15 The Qualification Management Center of China Securities Industry Association shall, in accordance with the provisions of Article 13 of these Measures, organize assessors to identify the qualification of the qualification evaluation service center, and with the approval of the leaders of China Securities Industry Association, issue the Qualification Certificate of the Qualification Evaluation Agency of Security Engineering Enterprises and award the signboard of the qualification evaluation service center of security engineering enterprises.
Article 16 According to the provisions of Article 14 of these Measures, the China Security Association Qualification Management Center organizes assessors to identify the qualifications of provincial-level qualification evaluation institutions selected and recommended by the provincial security association, and with the approval of the leaders of the China Security Association, issues the "Qualification Certificate of Security Engineering Enterprise Qualification Evaluation Institutions" and awards the * * provinces (autonomous regions and municipalities directly under the Central Government) with the signboard of the security engineering enterprise qualification evaluation institutions.
Where a provincial security association has not yet been established in the domicile of an enterprise, the competent department of security industry in the province (autonomous region or municipality directly under the Central Government) may recommend an intermediary agency, and after the qualification management center of China Security Association finds it qualified, it will authorize the implementation of provincial qualification assessment; Or with the approval of China Security Association, the qualification evaluation service center will act as the agent of the qualification evaluation institution in this province.
Seventeenth China security association and provincial security association shall timely release the relevant information of qualification evaluation institutions through the network, and publish their responsibilities and contact information.
Eighteenth qualification evaluation to implement the principle of voluntary enterprises. The enterprise applies for qualification assessment to the provincial safety association where it is located in industrial and commercial registration, and handles the qualification assessment entrustment to the provincial qualification assessment institution.
Article 19 A security engineering enterprise entrusted with qualification assessment shall submit the Application Form for Qualification Assessment/Annual Examination of Security Engineering Enterprise and the Power of Attorney for Qualification Assessment of Security Engineering Enterprise (including the attached table) signed by its legal representative online, and sign a qualification assessment contract with the qualification assessment institution.
Article 20 An enterprise entrusted with qualification promotion assessment shall submit the following materials in addition to the materials listed in the preceding article online: (1) A copy of the qualification certificate.
(2) A description of compliance with the qualification assessment standards.
Twenty-first qualification assessment procedures
(a) the provincial security association to implement qualification examination, examination and approval of enterprise applications.
(two) to review the compliance of the qualification evaluation institutions, accept the entrustment of enterprises, and conclude an evaluation contract.
(three) the qualification evaluation institution shall set up an evaluation team to review the enterprise information, conduct on-site investigation, prepare an evaluation report, and clarify the evaluation conclusion.
(four) the qualification evaluation institution shall organize experts to review the evaluation process and conclusion of the evaluation team, and put forward the review opinions.
(five) the person in charge of the qualification evaluation institution shall review the evaluation conclusions and opinions, and sign the evaluation conclusions.
(six) the provincial security association approved the qualification assessment report, issued two or three qualification certificates, and approved the final assessment of the first-class qualification.
(seven) the qualification evaluation service center implements the first-level qualification final evaluation and network publicity.
(eight) China Security Association Qualification Management Center approved the issuance of a first-class qualification certificate.
Twenty-second China security association qualification management center is responsible for the design of qualification certificates, and stipulates the rules for the filling and numbering of certificates.
Twenty-third enterprises that have obtained qualification certificates, because of restructuring, or the newly established security engineering enterprises after the separation and merger of enterprises, should re-evaluate their qualifications.
Article 24 Where a certified enterprise goes bankrupt, closes down, cancels or closes down, the certification institution shall cancel its qualification certificate.
Article 25 If an enterprise loses its qualification certificate, it shall first go through the formalities of reporting the loss on the information network of qualification evaluation of security engineering enterprises (hereinafter referred to as the information network of qualification evaluation), and then apply to the original license issuing agency for a replacement certificate.
Twenty-sixth qualification evaluation service centers and provincial qualification evaluation institutions shall charge fees for providing qualification evaluation services, and shall clearly mark the price. The charging standard shall be formulated by the qualification evaluation service center under the guidance of China Securities Industry Association, in accordance with the principle of industry price self-discipline and cost compensation, and reported to China Securities Industry Association for the record.
Twenty-seventh security engineering enterprises to obtain supervision qualification certificate, the implementation of the annual qualification system. The validity period of the qualification certificate shall be maintained according to the annual examination. The annual review period is one year.
Article 28 The annual qualification examination is mainly to evaluate the influence of the performance of the certified enterprise and its changes on maintaining the qualification, and to evaluate its law-abiding performance in security engineering quality, safety and market transactions.
The annual qualification examination is organized by the provincial safety association and implemented by the provincial qualification evaluation institutions.
Twenty-ninth annual qualification examination shall be conducted in accordance with the following procedures:
(1) The certified enterprise shall fill in the Application Form for Qualification Assessment/Annual Review of Security Engineering Enterprise and the Power of Attorney for Annual Review of Security Engineering Enterprise (including the attached table) online within the specified time.
(two) the provincial security association for examination and approval of enterprise qualification applications.
(three) the provincial qualification evaluation institutions shall conduct annual qualification examination and submit annual reports.
(four) the provincial safety association approved the second and third grade qualification annual review, or approved the first grade qualification annual review final evaluation.
(five) the qualification evaluation service center shall implement the annual final evaluation of the first-class qualification and publicize it online.
(six) the final evaluation of the first-class qualification approved by the qualification management center of China Security Association.
Thirtieth those who pass the qualification examination are allowed to retain their qualifications, and the original qualification certificate is stamped with the annual qualification mark; Renew a new qualification certificate.
If the annual qualification examination fails, the qualification certificate shall be demoted or revoked.
Thirty-first certified enterprises that have been confirmed to have one of the following acts will have their qualification certificates revoked:
(a) to undertake security engineering business by improper means;
(2) Subcontracting or illegally subcontracting the safety prevention engineering business undertaken;
(3) Major safety and quality accidents occur in the safety prevention project undertaken;
(four) concealing the true situation and obtaining the qualification certificate by deception;
(five) transfer, lease, alter or alter the qualification certificate;
(six) other acts in violation of laws and regulations.
Thirty-second to reduce the level of qualification or revocation, cancellation of qualification certificate, approved by the provincial security association, reported to the China security association qualification management center for the record.
Thirty-third engaged in qualification assessment staff dereliction of duty, abuse of power, corruption, given to change posts or terminate the employment; If the case constitutes a crime, legal responsibility shall be investigated according to law.
Article 34 If a certified enterprise fails to conduct annual qualification examination within the specified time, its qualification certificate will automatically become invalid, and it shall not be entrusted with qualification evaluation within one year.
Thirty-fifth qualification evaluation information network real-time release of public information, qualification evaluation and qualification annual review information, accept social supervision.
Article 36 The AICPA invites industry experts, provincial AICPA, representatives of security engineering enterprises and legal advisers to form an arbitration committee, which is responsible for handling or authorizing the handling of complaints, complaints and disputes related to qualification assessment.
Article 37 These Measures shall be interpreted and revised by China Security Products Industry Association.
Article 38 These Measures shall be implemented as of the date of promulgation.