Supplementary information:
1. With the rapid development of the securities market, the new qualification management system for securities practitioners clearly stipulates that professionals engaged in securities business in securities companies, fund management companies, fund custody institutions, fund sales institutions, securities investment consulting institutions, securities credit evaluation institutions and other institutions engaged in securities business recognized by the China Securities Regulatory Commission must obtain qualification certificates. Article 170 of the Securities Law stipulates that analysts are employees of investment consulting institutions. The standards and management measures for the qualification of securities practitioners shall be formulated by the China Securities Regulatory Commission.
2. At present, people who want to become securities analysts in China must first take the qualification examinations of subjects such as basic theory of securities market and securities investment analysis organized by China Securities Association, and then their securities companies or consulting institutions register with China Securities Association to become employees, that is, become securities analysts.
3. Qualifications of securities analysts:
In fact, securities analysts are not exams, please pay attention to this. What you want to take is the qualification examination for securities practitioners. Note: Qualification certificate is the most basic qualification certificate for a salesman of a securities company. Securities analyst is the job title, and you need to take an investment analyst certificate, financial analyst and the like.
Since 2003, the qualification examination for securities practitioners has been open to the public and foreigners. All people at home and abroad who have reached the age of 18, have a high school education or above and have full capacity for civil conduct can sign up for the qualification examination for securities practitioners.
Extended data:
Conditions for applying for registration as a securities analyst:
1. Pass the securities practitioner qualification examination (pass the basic and securities investment analysis subjects) and obtain the securities practitioner qualification;
2. Being employed by an institution with a securities investment consulting business license; (Note: Only those who work in securities research institutions or departments can register as securities analysts)
3. Have the nationality of the people of China;
4. Have full capacity for civil conduct;
5. Good conduct, integrity and good professional ethics;
6. It has not received any criminal punishment or serious administrative punishment related to the securities and futures business;
7. Have a bachelor degree or above;
8. Engaged in securities business for more than two years;
9. Other conditions stipulated by laws, administrative regulations and China Securities Regulatory Commission.