Employees must pass the securities qualification examination before they can engage in securities brokerage business. Anyone who has reached the age of 18 since July of 20 15, has a high school education or above and has full capacity for civil conduct can sign up for the qualification examination. Anyone who has passed the entry qualification examination can take the vocational qualification examination and management qualification examination. ?
1. Years old 18 years old;
2. Have a diploma equivalent to a high school education or above recognized by the state;
3. Have full capacity for civil conduct.
Have the qualification of securities business, understand the rules of securities trading and the principles of securities investment, and master the basic knowledge of stocks, bonds and funds. Strong public relations coordination ability and oral expression ability. Strong learning ability, loyalty, honesty, hard work and good conduct. There are bank/insurance channel resources, major customer resources, etc.
Extended data
Responsibilities of securities brokers:
1. Provide securities trading services for investors and send trading information to securities brokerage companies according to investors' investment instructions.
2 to help investors understand the operation of securities or investment markets, introduce the nature, characteristics and risks of various securities, and the knowledge of securities laws and regulations.
3. Provide investors with analytical value reports on securities investment such as stocks.
4. According to the financial situation, career prospects, age and risk attitude of investors (customers), make investment plans for investors to help them determine.
5. Track market conditions in real time and monitor market risks.
6. Use various resources and channels to develop new customers.
References:
Baidu encyclopedia-securities qualification examination