(1) Establish, maintain and improve technical systems and facilities related to share transfer.
(2) Formulating and amending the business rules of the national share transfer system;
(3) Accepting and examining applications for stock listing and related businesses, and arranging the listing of qualified companies;
(4) Organizing and supervising stock transfer and related activities;
(five) to supervise the participants in the national share transfer system, such as the sponsoring brokers;
(6) Supervising listed companies and other information disclosure obligors;
(7) Managing and publishing relevant information of the national share transfer system;
(eight) other functions approved by the China Securities Regulatory Commission. Article 9 The National Stock Transfer System Company shall formulate basic business rules such as stock listing, stock transfer, management of sponsoring securities firms, management of listed companies, and investor suitability management according to law.
The formulation and revision of basic business rules by the National Share Transfer System Company shall be approved by the China Securities Regulatory Commission. The formulation and revision of other business rules shall be reported to the China Securities Regulatory Commission for the record. Tenth new securities listed in the national share transfer system shall be reported to the China Securities Regulatory Commission, and the new transfer method shall be reported to the China Securities Regulatory Commission for approval. Article 11 The national share transfer system company shall provide guarantee for organizing fair share transfer and publish the real-time market of share transfer. Without the permission of the National Stock Transfer System Corporation, no unit or individual may publish, use or disseminate the real-time stock transfer quotation. Article 12 The funds and fees collected by the National Share Transfer System Company shall conform to the provisions of the relevant competent departments, and give priority to the maintenance and improvement of relevant technical systems and facilities.
The national share transfer system company shall formulate a special financial management system and report it to the China Securities Regulatory Commission for the record. Article 13 A national share transfer system company shall set up a risk fund by drawing a certain percentage from the fees collected. Specific measures for the extraction and use of risk funds shall be formulated separately by the China Securities Regulatory Commission. Article 14 China Securities Depository and Clearing Co., Ltd. is responsible for the registration and settlement of the national share transfer system. The national share transfer system company shall sign a business agreement with it and report it to the China Securities Regulatory Commission for the record. Chapter III Organizational Structure of the National Share Transfer System Company Article 15 The National Share Transfer System Company shall, in accordance with the Company Law and other laws, administrative regulations and the provisions of the China Securities Regulatory Commission, formulate its articles of association, clarify the division of responsibilities among the shareholders' meeting, the board of directors, the board of supervisors and the management, and establish and improve its internal organizational structure and corporate governance.
The formulation and revision of the articles of association of the national share transfer system shall be approved by the China Securities Regulatory Commission. Article 16 The shareholders of the National Share Transfer System Company shall meet the qualifications stipulated by laws, administrative regulations and the China Securities Regulatory Commission, and the shareholding ratio of shareholders shall meet the relevant provisions of the China Securities Regulatory Commission.
The new or original shareholders of the National Share Transfer System Company shall report to the China Securities Regulatory Commission if they transfer their shares. Article 17 The composition and rules of procedure of the board of directors and the board of supervisors of the National Share Transfer System Company shall comply with relevant laws, administrative regulations and the provisions of the China Securities Regulatory Commission, and shall be reported to the China Securities Regulatory Commission for the record. Article 18 The chairman, vice chairman, supervisor and senior management of the National Share Transfer System Company shall be nominated by the China Securities Regulatory Commission, and the appointment and removal procedures and term of office shall comply with the relevant provisions of the Company Law and the Articles of Association of the National Share Transfer System Company.
The scope of the senior management mentioned in the preceding paragraph shall be stipulated in the articles of association of the National Share Transfer System Company. Article 19 The National Share Transfer System Company shall set up special committees as required. The composition and rules of procedure of the special committee shall be reported to the China Securities Regulatory Commission for the record.