Main functions and business of securities companies

The main responsibilities of a securities company should be as follows:

1. Be responsible for the innovation business or intermediary business development of the Division, including but not limited to equity pledge financing, New Third Board, investment banking business, channel business, etc. , and complete the goals and tasks issued by the company;

2. Responsible for the development and maintenance of key strategic customers such as private equity companies, trust companies, fund companies, insurance companies, finance companies and high-net-worth customers;

3. Responsible for collecting and sorting out the information of strategic customers within the jurisdiction of the business department, establishing a strategic customer information base, comprehensively understanding and analyzing the individual needs of customers, and providing one-stop comprehensive financial service solutions;

4. Actively seek, explore and establish innovative business models, develop new products and explore new markets.

The securities business department refers to the institution established by a securities company to engage in securities brokerage business, and the securities company shall bear civil liability for the business activities of its securities business department. As a window for securities companies to serve the outside world, the management of securities business department is directly related to the reputation and image of securities companies.