1. Responsible for the specific operation of counter business such as customer account business, fund business, stock business, trading business and product sales;
2. Be responsible for setting business parameters at the business level in the trading system and management system;
3. Responsible for the daily audit of counter business;
4. Be responsible for the inspection, filing and scanning of customer files;
5. Be responsible for the statistics, collection and custody management of business vouchers of the sales department;
6. Implement customer identification, risk classification and report submission related to anti-money laundering of business departments;
Job responsibilities:
1, responsible for customer account opening, account closing and customer information modification;
2. Responsible for document management such as sorting, scanning and archiving of customer data;
3. Responsible for the daily reception and consultation of customers in the customer hall;
4. Complete other tasks assigned by the sales department.
Requirements:
1, 23-35 years old, majoring in economics, finance, finance and IT, proficient in EXCEL, full-time bachelor degree or above;
2. Skillful use of computer operating system and office automation software;
3. Pass the securities qualification examination;
4. Careful work, serious and responsible, strong learning ability, good customer service awareness and diligent work attitude;
5. Have good professional ethics and moral cultivation, no bad records such as major violations of laws and regulations, love their jobs, be honest and trustworthy, adhere to principles, and be honest and self-disciplined;
6. Have other professional skills and conditions required by the employment position.
7. Working experience in securities counter is preferred.
Expansion: OTC market of securities companies refers to the behavior of securities companies trading with specific counterparties outside the centralized trading place or providing services for investors trading outside the centralized trading place. Located in the private equity market, it mainly sells and transfers financial products of securities companies and sells financial products on a commission basis. It is a platform for securities companies to issue, transfer and trade private placement products. Counter market is an important part of multi-level capital market system in China. Through counter trading, securities companies can sell their own products, consignment products or combined products to customers; Securities companies can meet the liquidity needs of customers through over-the-counter transactions; Counter trading business can provide more non-standardized investment tools to meet investors' personalized asset allocation and wealth management needs.