1. It has a good reputation and has no bad credit records in our association, banks, industry and commerce, taxation, regulatory authorities, competent departments and other units in the last three years;
2. There is no situation that the debts due cannot be paid off;
3. Other conditions.
legal ground
Article 124 of the Securities Law of People's Republic of China (PRC)
Directors, supervisors and senior managers of securities companies should be honest and trustworthy, have good conduct, be familiar with securities laws and administrative regulations, and have the management ability required to perform their duties. The appointment and removal of directors, supervisors and senior management personnel of a securities company shall be reported to the the State Council Securities Regulatory Authority for the record.
Under any of the circumstances specified in Article 146 of the Company Law of People's Republic of China (PRC), or under any of the following circumstances, a person may not serve as a director, supervisor or senior manager of a securities company:
(1) The person in charge of a stock exchange, a securities registration and settlement institution or a director, supervisor or senior manager of a securities company who has been dismissed for violating the law or discipline has not been more than five years since he was dismissed;
(2) Lawyers, certified public accountants or other professionals of securities service institutions whose practice certificates have been revoked or their practice qualifications have been cancelled due to violations of laws or disciplines for less than five years.