What are the four major businesses of securities companies?

The four major businesses of securities companies are brokerage business, issuance and underwriting business, self-operated business and asset management business. The business scope is as follows: securities brokerage; Securities investment consulting; Financial advisers related to securities trading and securities investment activities; Securities underwriting and sponsorship; Securities self-management; Securities asset management; Other securities business; Merger and acquisition.

The minimum registered capital of a securities company engaged in the above-mentioned (1) to (3) businesses is RMB 50 million; The minimum registered capital for those who engage in one of the business items (4) to (7) is 65.438 billion yuan; If two or more businesses in items (4) to (7) are engaged, the minimum registered capital shall be RMB 500 million. Its registered capital must be paid-in capital.

Conditions for establishing an extended information securities company:

(1) Having articles of association that comply with laws and administrative regulations;

(2) The major shareholders are profitable continuously, have a good reputation, have no record of major violations of laws and regulations within three years, and have net assets of not less than 200 million yuan;

(3) Having registered capital that meets the requirements;

(4) The directors, supervisors and senior managers are qualified for the post, and the employees are qualified for securities business;

(5) Having a sound risk management and internal control system;

(6) Having qualified business premises and business facilities;

(seven) other conditions stipulated by laws and administrative regulations and the State Council Securities Regulatory Authority approved by the State Council.

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