Agricultural Development Bank Compliance Officer Level

Compliance Commissioner refers to the bank staff who need to understand the operational mechanism of various businesses of financial enterprises such as banks and can abide by laws, regulations and regulatory provisions. You need to have strong learning ability, written and oral expression ability, and dare to question professionalism, so there is no clear definition of level.

1. China Agricultural Development Bank is a central financial enterprise and the only agricultural policy bank directly led by the State Council in China. Established in 1994 1 1. The main task of China Agricultural Development Bank is to raise agricultural policy credit funds according to national laws, regulations, guidelines and policies, and undertake agricultural commercial financial business related to agricultural policies and approved by the state. The state arranges financial and political funds for supporting agriculture in the name of finance to serve the development of agriculture and rural economy. China Agricultural Development Bank accepts the guidance and supervision of China People's Bank and China Banking Regulatory Commission in its business.

In order to improve China's rural financial service system, better implement national industrial policies and regional development policies, and promote the further development of agriculture and rural economy. As early as the preparatory stage, the Investment Department of Agricultural Development Bank put forward the development strategy of "investment, loan, lease, creditor's rights, term, insurance and guarantee", with the goal of building "direct investment, syndicated loan, financial lease, asset securitization, agricultural futures, agricultural insurance and financing guarantee".

Two. The main responsibilities of the compliance officer

1, responsible for checking whether the marketing link has signed a discretionary agreement with the customer or made a commitment to the customer to share the lowest income, risks and profits.

2. Be responsible for checking whether the clients developed by brokers are fully expressed;

3. Be responsible for checking whether the risks are fully exposed in the process of customer account opening, and verifying the authenticity of customer identity and the legality and integrity of account opening materials.

4. Check whether the transaction settlement link effectively controls customer risk.

5. Be responsible for checking the legal compliance of various businesses of the business department.

6. Check IB business to ensure seamless connection.

7. Check the security of the transaction settlement system.