The general qualification examination, that is, the "entry qualification examination", is mainly aimed at people who are about to enter the securities industry. Specifically test whether candidates have the basic professional knowledge required by securities practitioners and master the basic securities laws and regulations and professional ethics requirements.
Special business qualification examination, namely "professional qualification examination", is mainly aimed at those who have entered the securities industry, and mainly tests whether candidates have the professional knowledge, professional skills and professional ethics necessary for professionals engaged in securities business to perform their statutory duties.
The managerial qualification examination, namely "managerial qualification examination", is mainly aimed at the senior managers of securities institutions, and mainly tests whether the candidates have mastered the management processes and standards necessary for securities institutions to perform their management duties.
Extended data:
Examination method:
The national unified examination is closed and the computer examination is adopted. The examination time for a single subject is 120 minutes.
Timetable:
According to the 20 13 annual examination plan of China Securities Association, four securities qualification examinations (national unified examination) and six securities qualification appointment examinations were held in March, June, September, 165438+ 10.
The first and second securities qualification examinations (nationwide), the first, second, third and fourth securities qualification examinations use the 20 12 version of the examination syllabus and teaching materials, the third and fourth securities qualification examinations (nationwide), and the fifth and sixth securities qualification examinations use the 20 13 version of the examination syllabus and teaching materials.
Scoring standard:
Single choice question ***60 small questions, 0.5 points for each question, ***30 points.
Multiple-choice questions * * 50 small questions, 65438+ 0 points for each question, * * 50 points (from March 20 13, the score of multiple-choice questions accounts for 50 points, which undoubtedly increases the difficulty).
True or false * * 40 small questions, 0.5 points for each question, and 20 points for each question * * * (starting from 2009, no points will be deducted).
The total score of the test paper is 100, and the test time is 120 minutes.
A total of 150 questions, a total of 100 points, 60 points passed.
References:
Baidu Encyclopedia Securities Qualification Examination