On 2001August 13, China Securities Regulatory Commission approved the company's division with the document number. 200 1 147 Reply on the Separation of Guotai Junan Securities Co., Ltd. The company completed the change registration on February 3, 2006, and the registered capital of the company was changed to 3.7 million yuan.
On February 25, 2005, China Securities Industry Association issued the Announcement on Appraisal of Securities Companies Engaged in Related Innovation Activities (No.3). On February 6, 2005, the company was approved by the third meeting of the Appraisal Committee of Securities Companies Engaged in Related Innovation Activities of China Securities Industry Association and became a pilot securities company engaged in related innovation activities.
On February 30th, 2005, the company obtained the Reply of China Securities Regulatory Commission (Zheng Zi [2005] 180) on agreeing to increase capital and expand shares of Guotai Junan Securities Co., Ltd., and agreed that Central Huijin Investment Co., Ltd. would subscribe for 65,438 billion shares of the company in cash. After the capital increase, the registered capital of the company was changed to 4.7 million yuan.