Since when must the business department of a securities company set up a compliance post?
From 202 1, the business department of a securities company must set up a compliance post. According to the relevant public information, China Securities Industry Association officially issued the Implementation Guidelines for Compliance Management of Securities Companies in 20021year, and the company's business department must set up a person in charge of compliance positions. Securities are the general name of all kinds of economic rights and interests certificates, and also refer to specialized products, which are legal certificates used to prove that the holder enjoys certain rights and interests. Securities mainly include capital security, currency securities and commodity securities.