202 1 Subject Reference Outline of Futures Qualification Laws and Regulations

Introduction: At present, many people have devoted themselves to the preparation for the review of 202 1. The new textbook "Futures Industry Laws and Regulations" was published in April 2020, and there was no announcement on the change of the textbook on 202/kloc-0. Therefore, candidates of 202 1 can refer to the textbooks of 2020, and then make a comparative study after the new textbooks come out. These changes are possible test points.

I. Administrative regulations

1. Regulations on the Administration of Futures Trading

Second, departmental rules and normative documents

1. Measures for the Administration of Futures Investor Protection Fund

2. Measures for the Administration of Futures Exchanges

3. Measures for the supervision and administration of futures companies

Measures for the Administration of the Qualifications of Directors, Supervisors and Senior Managers of Futures Companies

5. Measures for the Administration of Futures Practitioners

6. Provisions on the Administration of Chief Risk Officers of Futures Companies (for Trial Implementation)

7. Trial Measures for Financial Futures Settlement Business of Futures Companies

Measures for the Administration of Risk Supervision Indicators of Futures Companies

9 Trial Measures for Securities Companies to Provide Intermediary Services for Futures Companies

10. Provisions on the Administration of Customer Account Opening in Futures Market

1 1. Trial Measures for Futures Investment Consulting Business of Futures Companies

12. Measures for the Administration of Suitability of Securities and Futures Investors

13. Measures for the Administration of Private Equity Assets of Securities and Futures Operating Institutions

14. Provisions on the operation and management of private placement management plans of securities and futures institutions

Third, the association's self-discipline rules

1. Code of Conduct for Futures Practitioners (Revised Edition)

2. Guidelines for the implementation of the appropriateness management of investors in futures operating institutions (for Trial Implementation),

Fourth, others.

1. People's Republic of China (PRC) Criminal Law Amendment

2. Excerpt from the Criminal Law Amendment (VI) of People's Republic of China (PRC).

3. Provisions of the Supreme People's Court on Several Issues Concerning the Trial of Futures Dispute Cases

4. Provisions of the Supreme People's Court on Several Issues Concerning the Trial of Futures Dispute Cases (II)

The above is the whole content of the reference outline of 202 1 futures qualification laws and regulations. If you don't know anything, you can come to consult. How to apply for futures qualification is naturally to pass the futures qualification examination before applying, so I hope everyone will prepare carefully and try to get this certificate in one year. Wish you success!