Asset management companies refer to companies mainly engaged in asset management, investment management, enterprise management and entrusted asset management; Investment consultant; Equity investment; Enterprise assets reorganization, merger and acquisition and project financing; Financial adviser; Entrusted management of equity investment funds; Domestic trade; Invest in industry. (Except for the projects prohibited by laws, administrative regulations and the State Council, the restricted projects can only be operated after obtaining the license), and the operating institutions or organizations can be called asset management companies.
A securities company (commonly known as a securities broker) refers to a limited liability company or a joint stock limited company that engages in securities business in accordance with the provisions of the Company Law and with the approval of the the State Council Securities Regulatory Authority. It is a non-bank financial institution, a legal person organization engaged in securities business and a legal person enterprise specializing in securities trading. Divided into securities management companies and securities registration companies.