Who is not allowed to be an independent director of a securities company?

1. People working in listed companies or their affiliated enterprises and their immediate family members and major social relations (immediate family members refer to spouses, parents, children, etc. ; The main social relations refer to brothers and sisters, parents-in-law, daughter-in-law, spouses of brothers and sisters, brothers and sisters of spouses, etc. );

2. Directly or indirectly holding more than 65,438+0% of the issued shares of the listed company or natural person shareholders and their immediate family members among the top ten shareholders of the listed company;

3. Persons who directly or indirectly hold more than 5% of the issued shares of a listed company or work in the top five shareholder units of a listed company and their immediate family members;

4. Persons who have the situations listed in the first three items in the last year;

5. Personnel who provide financial, legal and consulting services for listed companies or their affiliated enterprises;

6. Other personnel as stipulated in the articles of association;

7. Other personnel identified by China Securities Regulatory Commission.

Extended data

A securities company shall establish an independent director system. Under any of the following circumstances, the number of independent directors of a securities company shall not be less than one quarter of the number of directors:

1. When the chairman and general manager are held by the same person;

2. When the internal directors account for more than one fifth of the directors;

3. When deemed necessary by the competent department of the securities company, the shareholders' (general) meeting or the China Securities Regulatory Commission.

An independent director refers to a director who does not hold any position other than a director in the company and has no relationship with the company and its major shareholders that may hinder his independence.

Baidu Encyclopedia-Measures for the Administration of Securities Companies

Baidu Encyclopedia-Independent Director