According to the provisions of Article 13 of the Securities Investment Fund Law of People's Republic of China (PRC), a fund management company that manages publicly offered funds shall meet the following conditions and be approved by the the State Council Securities Regulatory Authority:
(1) Having articles of association that conform to this Law and the Company Law of People's Republic of China (PRC);
(2) The registered capital shall not be less than 1 billion yuan, and it must be paid-in monetary capital;
(3) The major shareholder has a good performance in financial business or management of financial institutions, has a good financial status and social reputation, and its asset size meets the standards set by the State Council, and has no illegal record in the last three years;
(four) the number of personnel who have obtained the qualification for fund practice has reached a quorum;
(5) Directors, supervisors and senior managers have corresponding qualifications;
(6) Having business premises, safety precautions and other facilities related to the fund management business that meet the requirements;
(seven) has a good internal governance structure, perfect internal audit monitoring system and risk control system;
(eight) other conditions stipulated by laws and administrative regulations and the the State Council securities regulatory agency approved by the State Council.
Extended data:
Article 19 of the Securities Investment Fund Law of People's Republic of China (PRC) * * * The fund manager of a publicly offered fund shall perform the following duties:
(1) Raising funds according to law and handling the sales and registration of fund shares;
(2) Handling fund filing procedures;
(3) Manage and keep accounts for different fund assets under management, and make securities investments;
(4) Determine the fund income distribution plan according to the agreement in the fund contract, and distribute the income to the fund share holders in time;
(five) to conduct fund accounting and prepare fund financial accounting reports;
(6) Preparing interim and annual fund reports;
(seven) calculate and publish the net asset value of the fund, and determine the subscription and redemption prices of the fund shares;
(8) Handling information disclosure matters related to fund property management business activities;
(9) Convening a general meeting of fund share holders in accordance with regulations;
(10) Keeping records, account books, statements and other relevant materials of fund property management business activities;
(eleven) in the name of the fund manager, on behalf of the interests of the fund share holders to exercise litigation rights or carry out other legal acts;
(twelve) other duties as prescribed by the the State Council securities regulatory agency.
Baidu Encyclopedia-People's Republic of China (PRC) Securities Investment Fund Law