The establishment of a private equity fund company shall meet the following conditions and apply to the fund industry association for registration:
65,438+0) The paid-in capital or paid-in capital contribution is not less than 654,380+million yuan;
2) Among the products raised and managed by itself or managed by other institutions, the scale of investment in publicly issued shares, bonds and fund shares of joint stock limited companies and other securities and their derivatives stipulated by China Securities Regulatory Commission is more than 6,543.80 billion yuan;
3) There are two qualified licensed principals and one compliance risk control principal;
4) It has a good social reputation, has no record of violation of laws and regulations in the last three years, and has no record of bad faith in financial supervision, industry and commerce, taxation and other administrative organs, commercial banks, self-discipline management and other institutions.
Fund issuance conditions
Qualification requirements for fund investors: investors are required to have the corresponding risk identification ability and the ability to bear the risks of the private equity funds they invest in, and meet one of the following conditions: the total financial assets of individuals or families are not less than 2 million yuan; The average annual personal income in the last three years is not less than RMB 200,000; The average annual household income in the last three years is not less than 300,000 yuan; The net assets of companies, enterprises and other institutions shall not be less than RMB 654.38+million; The amount invested by qualified investors in a single private equity fund shall not be less than RMB 6,543,800+0,000; Investors shall ensure that the sources of entrusted funds are legal, and shall not illegally pool other people's funds to invest in private equity funds; An investor shall provide the fund manager or fund sales organization with proof documents of income or assets, and truthfully inform them of their investment purposes, investment preferences, risk tolerance and other basic information.
Legal basis:
Article 6 of the Interim Measures for the Business Management of Private Equity Investment Funds
A fund manager who meets the following conditions shall apply to the fund industry association for registration:
(1) The paid-in capital or contribution is not less than RMB 654.38+million;
(2) Among the products raised and managed by itself or managed by other institutions, the scale of investment in publicly issued shares, bonds and fund shares of joint stock limited companies and other securities and their derivatives as stipulated by the China Securities Regulatory Commission is more than 6,543.8 billion yuan;
(3) Having two qualified licensed persons in charge and one person in charge of compliance risk control;
(4) It has a good social reputation, has no record of illegal acts in the last three years, and has no record of bad faith in financial supervision, industry and commerce, taxation and other administrative organs, commercial banks, self-discipline management and other institutions.
Equity investment management institutions and venture capital management institutions that meet the registration conditions shall apply to the fund industry association for registration.
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