Article 22 is amended as: "Information disclosure documents mainly include public transfer instructions, directional transfer instructions, directional issuance instructions, issuance reports, periodic reports and interim reports. The specific content and format, compilation rules and disclosure requirements shall be formulated separately by the China Securities Regulatory Commission. " 2. Paragraph 2 of Article 24 is amended as: "The board of supervisors of a public company shall review the periodic reports prepared by the board of directors, and put forward written review opinions, indicating whether the preparation and review procedures of the periodic reports of the board of directors comply with laws, administrative regulations, the China Securities Regulatory Commission and the Articles of Association, and whether the contents of the reports can truly, accurately and completely reflect the actual situation of the company. The supervisor shall sign a written confirmation opinion. " Three. Article 25 is amended as: "Documents issued by securities service institutions such as securities companies, law firms and accounting firms and other relevant important documents shall be disclosed as reference documents." 4. Article 32 is amended as: "The company and other information disclosure obligors shall keep the information disclosure announcement and relevant documents for reference in the company's domicile and the national share transfer system (if applicable) for public inspection." 5. Paragraph 1 of Article 36 is amended as: "Where a company with more than 200 shareholders applies for public transfer of its shares, it shall prepare the application documents for public transfer in accordance with the relevant provisions of the China Securities Regulatory Commission. The application documents shall include, but are not limited to, the prospectus for public transfer, the legal opinions issued by law firms that comply with the Securities Law, the audit reports issued by accounting firms that comply with the Securities Law, the recommendation documents issued by securities companies, and the self-regulatory opinions of the national share transfer system. The company applied to the China Securities Regulatory Commission for approval with the application documents. " One paragraph is added to Article 44 as the second paragraph: "The board of supervisors shall examine the stock issuance documents prepared by the board of directors and put forward written examination opinions. The supervisor shall sign a written confirmation opinion. " Seven. Article 46 is amended as: "The company shall prepare application documents for directional issuance in accordance with the relevant provisions of the China Securities Regulatory Commission. The application documents shall include, but are not limited to, the prospectus for directional issuance, the legal opinions issued by law firms that meet the requirements of the Securities Law, the audit reports issued by accounting firms that meet the requirements of the Securities Law, and the recommendation documents issued by securities companies. " Eight, delete fifty-fourth to sixty-ninth, seventy-second paragraph, seventy-third paragraph, seventy-fifth paragraph and eighty-ninth. Nine. Article 78 is amended as: "If a company conceals important facts or fabricates important false contents in the documents of stock listing, public transfer and stock issuance announced, in addition to being punished in accordance with the relevant provisions of the Securities Law, the China Securities Regulatory Commission may, depending on the seriousness of the case, take regulatory measures such as ordering corrections, supervising talks and issuing warning letters according to law; If the circumstances are serious, the China Securities Regulatory Commission may take measures to prohibit the relevant responsible persons from entering the securities market. If the company arbitrarily changes the submitted application documents for stock transfer and stock issuance, or fails to report and disclose major issues in time, the China Securities Regulatory Commission may take regulatory measures such as ordering corrections, supervising conversations, and issuing warning letters, depending on the seriousness of the case. " X. Article 79 is amended as: "If a company issues shares to investors who do not meet the requirements stipulated in these Measures, the China Securities Regulatory Commission may order it to make corrections." XI。 Article 80 is amended as: "Where a company transfers or issues shares without authorization in accordance with the provisions of Articles 34, 36 and 48 of these Measures, it shall be punished in accordance with the relevant provisions of the Securities Law." 12. Article 83 is amended as: "If the information disclosure obligor and its directors, supervisors and senior managers, the controlling shareholder and actual controller of the company, the securities company, the securities service institution and its staff who issue special documents for the information disclosure obligor violate the securities law, administrative regulations and the relevant provisions of the China Securities Regulatory Commission, the China Securities Regulatory Commission may take regulatory measures such as ordering corrections, supervising talks and issuing warning letters according to law, and record them in the integrity file; If the circumstances are serious, the China Securities Regulatory Commission may take measures to prohibit the relevant responsible persons from entering the securities market. " Thirteen. Article 85 is amended as: "If a public company with publicly transferred shares, its shareholders and actual controllers fail to cooperate with the due diligence and continuous supervision of securities companies and securities service institutions in accordance with the provisions of these Measures, the China Securities Regulatory Commission may take regulatory measures such as ordering corrections, supervising talks, and issuing warning letters. Handle it according to law and record it in the integrity file. " 14. Article 86 is amended as: "If a securities company and its staff fail to perform their continuous supervision responsibilities in accordance with the provisions of these Measures, and the circumstances are serious, the China Securities Regulatory Commission may take supervision measures such as ordering corrections, supervising talks and issuing warning letters according to law." 15. Article 87 is amended as: "If there are false records, misleading statements or major omissions in the documents issued by securities companies and securities service institutions, in addition to penalties in accordance with the Securities Law and relevant laws and regulations, the China Securities Regulatory Commission may take regulatory measures such as ordering corrections, supervising talks and issuing warning letters according to law; If the circumstances are serious, the China Securities Regulatory Commission may take measures to prohibit the relevant responsible persons from entering the securities market. " 16. Article 88 is amended as: "If a securities company or a securities service institution arbitrarily changes the submitted application documents for stock transfer and stock issuance, or fails to report or disclose major matters in time, the China Securities Regulatory Commission may, depending on the seriousness of the case, take regulatory measures such as ordering corrections, supervising talks, and issuing warning letters."
This decision shall come into force as of 2021115.
The Measures for the Supervision and Administration of Unlisted Public Companies shall be revised according to this decision, and the order of the provisions shall be adjusted accordingly and re-promulgated.