The latest one is 20 1 1 year, and the commission difference is not too much. One or two.
20 1 1 year classification results of securities companies
According to the Regulation on Classified Supervision of Securities Companies, after the self-evaluation of securities companies, the preliminary examination by the Securities Regulatory Bureau and the review by the Institutional Department of China Securities Regulatory Commission, the expert review committee for classified evaluation of securities companies composed of self-regulatory organizations, the Securities Regulatory Bureau and representatives of securities companies deliberated and determined the classification results of securities companies in 20 1 1 year.
The classification result of securities companies is not an evaluation of the credit status and grade of securities companies, but a comprehensive evaluation of securities companies by securities regulatory authorities according to the needs of prudential supervision, based on the risk management ability of securities companies, combined with the company's market competitiveness and compliance management level, which mainly reflects the overall situation of compliance management, financial stability and risk control of securities companies.
Securities companies are divided into five categories: A(AAA, AA, A), B(BBB, BB, B), C(CCC, CC, C), D and E, with the level of 1 1. Companies at all levels in categories A, B and C are normal operating companies, and the division of their categories and levels only reflects the relative level of their risk management capabilities in the industry. Class D and E companies are companies whose potential risks may exceed the company's tolerable range and take risk disposal measures according to law.
According to the classification results of securities companies, China Securities Regulatory Commission has implemented different regulatory policies for different types of securities companies in terms of administrative licensing, allocation of regulatory resources, frequency of on-site inspection and off-site inspection. The classification results are mainly used by securities regulatory authorities, and securities companies may not use the classification results for commercial purposes such as advertising, publicity and marketing.
20 1 1 The classification results of securities companies are arranged as follows according to the phonetic order of company names:
Serial number Company name 20 1 1 year level serial number Company name 20 1 1 year level serial number Company name 201/year level.
1 Aijian Securities CCC33 Guotai Junan AA 65th Century Securities CCC
2 Essence Securities AA 34 Guo Xin Securities AA 66 Capital Securities BB
3 jinggaohua A 35 guoyuan securities A 67 Pacific BB
4 Bohai Securities BBB36 Haitong Securities AA 68 TF Securities B
5 Caida Securities A 37 Aerospace Securities CCC 69 Tianyuan Securities B
6 fortune securities BB 38 Hexing Securities BB 700,000 and Securities CCC
7 Caitong Securities BBB39 Hengtai Securities BB7 1 Wanlian Securities BBB
8 Great Wall Securities A 40 Hongta Securities BB 72 Minmetals Securities BB
9 changjiang securities A4 1 Hongyuan Securities A 73 Western Securities BB
10 Cheng Hao Securities CC 42 Huaan Securities A 74 Tibet Tongxin B
1 1 Chuancai Securities B 43 Warburg Securities B 75 Southwest Securities A
12 Datong Securities B 44 Huachuang Securities A 76 Xiamen Securities B
13 Datong Securities BBB45 Hualin Securities CC 77 Cai Xiang Securities BBB
14 Debon Securities B 46 Hualong Securities B 78 New Era B
15 First Venture BB 47 Huarong Securities A 79 Cinda Securities B
16 northeast securities A 48 Huatai securities AA 80 industrial securities a
17 orient securities A 49 Huaxi securities AA 8 1 galaxy securities AA
18 donghai securities A 50 Huaxin securities B 82 yintai securities CCC
19 dongguan securities A5 1 jianghai securities BB 83 Ying Da securities b
20 soochow securities a 52 Jinyuan securities b 84 China merchants securities aa
2 1 Dongxing Securities BBB 53 Open Source Securities A 85 Zheshang Securities A
22 Founder Securities A 54 Lianxun Securities A 86 AVIC Securities BB
23 Everbright Securities AA 55 Minsheng Securities BB 87 CICC AA
24 Guangfa Hua Fu BBB56 National Securities BB88 zhongshan securities BB
25 GF Securities AA 57 Nanjing Securities BB 89 Zhongtian Securities C
26 Guangzhou Securities BB 58 Ping An Securities AA 90 CIC Securities A
27 Guodu Securities A 59 Qilu Securities AA 9 1 CITIC Jiantou AA
28 guohai securities b 60 new securities c 92 citic securities aa
29 Guo Jin Securities BBB 6 1 UBS Securities B 93 BOC International A
30 CDB Securities B 62 Shaanxi Securities BBB94 China Post Securities B
3 1 Guolian Securities A 63 Shanghai Securities CC 95 central china securities BBB
32 Guo Sheng Securities B 64 Shen Yin Wanguo AA 96 Zhongcheng Securities B
Note: Among the 65,438+006 companies this year, 65,438+00 securities companies were evaluated by merging with their parent companies, involving Huatai United (parent company Huatai Securities), Hengtai Cai Chang (parent company Hengtai Securities), Goldman Sachs Gaohua (parent company Beijing Gaohua), Changjiang Sponsor (parent company changjiang securities), Fortune Lyon (parent company fortune securities) and Haiji. The classification results of the parent company are applicable to the subsidiaries. Huaying Securities, which opened in May of 20 1 1 year, failed to participate in the classified evaluation of securities companies in 201/year as required.