1. Company type: enterprise forms that need to be registered and recognized according to law, such as limited liability companies and joint stock limited companies.
2. Registered capital: According to relevant laws, regulations and regulatory requirements, certain registered capital requirements need to be met.
3. Qualifications: The responsible person and management personnel of the company may need to have relevant professional qualifications or qualifications to ensure that they can be competent in asset management business.
4. Business Scope: It is necessary to define the business scope of the company, including asset management, investment consulting and other related businesses.
5. Risk control measures: establish and improve the risk management system and internal control system to ensure the stable operation of asset management business.
6. Compliance requirements: it is necessary to comply with relevant laws, regulations and regulatory provisions, such as securities law and fund law.
7. Other conditions: According to local specific laws, regulations and regulatory requirements, other relevant conditions may need to be met.
To sum up, the registration of asset management companies needs to meet a series of laws, regulations, qualifications and management conditions.
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