Anyone who has reached the age of 18, has a high school education or above and has full capacity for civil conduct can sign up for the qualification examination.
Anyone who has passed the entry qualification examination can take the vocational qualification examination and management qualification examination.
Examination subjects:
There are two subjects in the entry qualification examination, which are named "Basic Laws and Regulations of Securities Market" and "Basic Knowledge of Financial Market" respectively.
Each vocational qualification examination has 1 corresponding examination subjects. The examination subjects of the competency examination for sponsor representatives, securities analysts and securities investment consultants are investment banking, publishing securities research reports and securities investment consulting respectively.
There are 1 examination subjects in each management qualification examination, namely, the qualification examination for senior managers of securities companies, the qualification examination for senior managers of securities rating business and the competency examination for compliance managers of securities companies.
Free access to securities qualification learning materials and knowledge maps: /zq/xxzl/n236.html? fcode=h 1000026