When investing in the financial market, investors should fully study and abide by the relevant national laws and regulations, regulatory policies, business rules and the business systems and business processes of securities companies. When entrusting others to open a customer account, the agent shall also understand and abide by the relevant national laws and regulations, regulatory policies, business rules and the business systems and business processes of the securities company.
(2) Carefully select legal securities companies and their branches.
When investors invest in securities, please sign customer account opening agreement and securities trading agency agreement with legal securities companies. Information of legal securities companies and securities practitioners can be found on the website of China Securities Association (www.sac.net.cn).
(3) Choose suitable investment varieties and familiar entrustment methods.
The securities market offers a variety of investment transactions, with different investment characteristics and trading rules. Investors should fully understand their risk tolerance and choose securities trading products that match their risk tolerance to invest. Before investing, investors must know the characteristics, potential risks and trading rules of the securities in detail.
Usually, the entrusted trading methods provided by securities companies for investors include counter entrustment, self-help entrustment, telephone entrustment, online entrustment and mobile phone entrustment. Investors should know the specific operation steps of each entrusted transaction method in detail and try to choose the entrusted method that they are relatively familiar with. At the same time, investors are advised to open more than two ways of entrustment.
(4) prudently authorize the agent, and do not entrust it with full power.
Investors should fully understand and carefully authorize when choosing agents. The agent's behavior in the name of the investor within the agency authority is regarded as the investor's own behavior, and the agent is responsible to the investor, who will bear all responsibilities and consequences for the agent's agency behavior within the agency authority. In order to protect their legitimate rights and interests, investors are advised not to sign discretionary investment agreements with any institutions or individuals, nor to entrust the staff of securities companies to operate accounts, otherwise all the consequences arising therefrom will be borne by investors themselves. When investors participate in the customer asset management business carried out according to law, they should know the laws, regulations and business rules of the customer asset management business in detail and verify the legality of the asset management products they participate in.
(five) strictly abide by the provisions of the real name registration system, and properly keep the identity information, account information and account password.
When opening a securities account, investors shall present their valid identity documents, use their real names, ensure the truthfulness, accuracy, completeness and validity of the account opening information, ensure the legal source of funds, set their own account passwords and properly keep their own identity information, account information and account passwords, and shall not inform or provide relevant information to others (including staff of securities companies). The consequences and losses caused by improper management or use by investors shall be borne by investors themselves. Special reminder: when the personal identity information of investors changes, they should contact the entrusted securities company in time to make changes.
(6) Understand the risks in the securities market
The market can't just go up and down, and high investment returns are accompanied by high investment risks. Investors should make an objective judgment on their economic and psychological endurance before opening an account, and carefully decide the amount and source of funds to invest in the securities market. When investors are prepared to invest with their own pension funds, medical expenses, children's education funds or even housing mortgage loans or other loans, they must fully realize that "investment is risky and they must be cautious when entering the market".