The qualification examination for futures practitioners is an entry examination for futures practitioners and a national qualification examination. The examination is supervised and guided by China Securities Regulatory Commission, sponsored by China Futures Association and specifically undertaken by ATA Company.
Examination subjects: The qualification examination for futures practitioners is an entry-level examination for access to the futures industry. The examination includes three subjects: basic knowledge of futures, futures laws and regulations and futures investment analysis.
Application conditions:
1, age18;
2. Have full capacity for civil conduct;
3. Have a high school education or above;
4. Other conditions stipulated by China Securities Regulatory Commission.
As a part of the qualification examination system for securities practitioners, the qualification examination for fund practitioners is organized and implemented by China Securities Association. In order to adapt to the development of the industry under the new situation, the fund industry association has adjusted the examination content according to the feedback from all parties over the years and drawing on the experience at home and abroad. The adjusted examination focuses on practical application, mainly assessing the necessary basic knowledge and professional skills of fund practitioners. The examination covers seven basic knowledge, including fund industry overview, laws and regulations and professional ethics, investment management, operation management, sales management, internal control and compliance management, and internationalization.
Examination subjects: subject 1: fund laws and regulations, professional ethics and business norms; Subject 2: Basic knowledge of securities investment funds; Subject 3: Basic knowledge of private equity investment funds.
Application conditions:
1, with full capacity for civil conduct;
2. The deadline for registration is 18 years old;
3. Have a high school education or above;
4. Other conditions stipulated by China Securities Regulatory Commission.
The qualification examination for securities practitioners is a national unified examination organized by China Securities Industry Association. Securities qualification is a necessary certificate for entering the securities industry, and it is an important reference for entering banks or non-bank financial institutions, listed companies, investment companies, large enterprise groups, financial media and government economic departments.
Examination subjects: basic laws and regulations of securities market and basic knowledge of financial market.
Application conditions:
1, registration deadline 18 years old;
2. Have a high school or a nationally recognized education equivalent to high school or above;
3. Have full capacity for civil conduct;
4. Being punished for violating the examination discipline, and the examination ban period has passed.