A securities company is a legal person enterprise specializing in securities trading. Divided into securities management companies and securities registration companies. In a narrow sense, a securities company refers to a securities business company, which is an institution that specializes in securities business after being approved by the competent authority and obtaining a business license from the relevant administrative department for industry and commerce. Having the membership of a stock exchange, you can underwrite the issuance, self-management or agent trading of securities.
Whether a securities company is a state-owned enterprise or a private enterprise depends on who is the controlling shareholder. In foreign countries, most of them are private enterprises, while in China, they are generally controlled by SASAC, so most of them are state-owned enterprises. But there are also Chinese-foreign joint ventures and private enterprises.
At present, there are 106 securities companies in China, and the top ten are 1. Galaxy Securities II. Guotai junan 3. Guo Xin Securities. GF Securities 5. Haitong Securities 6. China Merchants Securities 7. Huatai securities 8. Shen Yin nations 9. CITIC Jiantou 65,438+00. Everbright Securities is quoted from the Securities Industry Association.
GF Securities is the first batch of comprehensive securities companies in China, ranking among the top ten brokers for many years. It has a full-service license and has been listed on the main boards of Shenzhen Stock Exchange and Hong Kong Stock Exchange. Main business includes: securities brokerage; Securities investment consulting; Securities underwriting and sponsorship; Margin financing and securities lending; Securities investment funds sell on a commission basis. Guotai Junan is a state-owned enterprise, which belongs to central huijin.
Extended data:
A securities company is a legal person enterprise specializing in securities trading. Divided into securities management companies and securities registration companies. In a narrow sense, a securities company refers to a securities business company, which is an institution that specializes in securities business after being approved by the competent authority and obtaining a business license from the relevant administrative department for industry and commerce. Having the membership of a stock exchange, you can underwrite the issuance, self-management or agent trading of securities. Ordinary investors must invest in securities through securities companies.
In different countries, securities companies have different names. In the United States, securities companies are called investment banks or broker-dealers. ; In Britain, securities companies are called commercial banks); ; In continental Europe (represented by Germany), because of the mixed operation system, investment banks are only a part of universal banks. In East Asia (represented by Japan), it is called a securities company.