1. Securities qualification certificate.
The securities qualification examination is equivalent to the entry qualification. The examination subjects are divided into basic subjects and professional subjects. Those who have passed the examinations of basic subjects and any professional subjects, obtained the qualification of securities practitioners, and met the requirements of the Measures for the Administration of the Qualification of Securities Practitioners, may apply to China Securities Industry Association for a practicing certificate through their company.
2. Employment certificate of fund sales personnel.
The examination for fund sales personnel is aimed at fund sales personnel, and the examination subject is Foundation of Fund Sales. Those who pass the securities qualification examination "Basic Knowledge of Securities Market" and "Securities Investment Fund" organized by the Association shall be deemed to have passed the "Foundation of Fund Sales" examination. People who have passed the basic and fund courses in the securities qualification naturally have the qualification for fund sales.
3. Securities broker certificate.
The special examination for securities brokers is designed for securities brokers. The examination consists of two subjects: Fundamentals of Securities Market and Marketing of Securities Brokerage. Those who pass the examination can engage in the marketing activities of securities brokerage business.
4. Qualification certificate of the sponsor representative.
Those who pass the examination for the qualification of sponsor representatives may apply to the China Securities Regulatory Commission for the qualification of sponsor representatives in accordance with relevant regulations.
5. Certified International Investment Analyst (CIIA).
The qualification of Certified International Investment Analyst (CIIA) is one of the most internationally influential professional qualifications in the field of global investment analysis, which is managed by the Association of Certified International Investment Analysts (ACIIA).
Extended data:
(1) category
Securities industry qualification examination is divided into three categories: general qualification examination, special business qualification examination and management qualification examination.
The general qualification examination, that is, the "entry qualification examination", is mainly aimed at people who are about to enter the securities industry. Specifically test whether candidates have the basic professional knowledge required by securities practitioners and master the basic securities laws and regulations and professional ethics requirements.
Special business qualification examination, namely "professional qualification examination", is mainly aimed at those who have entered the securities industry, and mainly tests whether candidates have the professional knowledge, professional skills and professional ethics necessary for professionals engaged in securities business to perform their statutory duties.
The managerial qualification examination, namely "managerial qualification examination", is mainly aimed at the senior managers of securities institutions, and mainly tests whether the candidates have mastered the management processes and standards necessary for securities institutions to perform their management duties.
(2) Theme
There are two subjects in the entry qualification examination, which are named "Basic Laws and Regulations of Securities Market" and "Basic Knowledge of Financial Market" respectively.
Each vocational qualification examination has 1 corresponding examination subjects. The examination subjects of the competency examination for sponsor representatives, securities analysts and securities investment consultants are investment banking, publishing securities research reports and securities investment consulting respectively.
There are 1 examination subjects in each management qualification examination, namely, the qualification examination for senior managers of securities companies, the qualification examination for senior managers of securities rating business and the competency examination for compliance managers of securities companies.
(3) Number of questions
The entry qualification examination consists of two subjects, the examination time is 120 minutes, the examination topic is multiple choice, and the examination topic is 100.
The examination time of each vocational qualification examination subject is 180 minutes, with multiple-choice questions and 120 questions.
The examination time of each management qualification examination is 120 minutes, the examination questions are multiple-choice questions, and the examination questions are 120 questions.
(4) Qualification criteria
The entry qualification examination focuses on the necessary basic professional knowledge and basic laws and regulations, focusing on knowledge. Those who pass the entry qualification examination should basically have the quality of securities business and the ethics of securities business.
The vocational qualification examination focuses on the necessary business processes, business standards and business skills, and focuses on the meeting. Those who pass the vocational qualification examination should be basically competent for business work.
The management qualification examination focuses on statutory management processes and standards, and focuses on compliance. Those who have passed the management qualification examination should master the main regulatory provisions and requirements.
(5) Validity period of qualified results
Full marks in various qualification examinations100; A score of 60 or more in the exam is considered as qualified.
The validity period of qualified results should be classified and managed:
1, the qualified score line of the entry qualification examination is valid for a long time.
2. After passing the vocational qualification examination, candidates shall participate in and complete the corresponding business training organized by China Securities Industry Association every year; Failing to complete the corresponding business training as required, the qualified results are no longer valid.
3. The validity period of the qualified results of the management qualification examination remains unchanged for 3 years.
References:
Baidu Encyclopedia-Securities Industry Practitioner Qualification Examination