Do you need to take exams and interviews like a bank to work in a securities company?

You need to pass the securities qualification examination.

If you only apply for the position of account manager, then the undergraduate course+qualification examination will do. If you become a full member, it depends on the specific requirements of each company.

If you apply for other positions in a securities company, such as a researcher, you must have at least a postgraduate degree+qualification examination and pass the written interview within the company before you can be admitted.