An insurance company shall apply to the China Insurance Regulatory Commission (hereinafter referred to as the China Insurance Regulatory Commission) for approval of the qualification of the proposed chief financial officer before taking office; Without approval, it shall not be appointed in any form. Article 4 The person in charge of finance shall be diligent and conscientious, abide by laws, administrative regulations and the relevant provisions of the China Insurance Regulatory Commission, and abide by the articles of association and professional norms of insurance companies. Article 5 The China Insurance Regulatory Commission shall supervise and manage the appointment and performance of the chief financial officer according to law. Chapter II Management of Qualifications Article 6 A chief financial officer shall be honest and diligent, have good professional ethics, and possess the professional knowledge, work experience and management ability necessary for performing his duties. Article 7 A person in charge of finance shall meet the following conditions:
(1) Bachelor degree or above;
(two) engaged in financial work for more than 5 years or engaged in economic work for more than 8 years;
(3) Having the experience of holding leadership or management positions in enterprises, institutions or state organs;
(4) Having legal professional qualifications in accounting, finance, investment or actuarial fields at home and abroad, or having a series of senior titles in domestic accounting or auditing;
(five) familiar with the laws, regulations and regulatory provisions required to perform their duties, and have a good professional foundation in accounting, actuarial science, investment or risk management;
(6) Having a deep understanding of the operating rules of the insurance industry and strong professional judgment, organizational management and communication skills;
(7) Proficient in using Chinese;
(8) Having a domicile in People's Republic of China (PRC);
(9) Other conditions stipulated by the China Insurance Regulatory Commission.
Persons with doctoral degrees in accounting and other related majors may be exempted from the conditions stipulated in Item (4) of Paragraph 1 of this Article, and their years of financial or economic work may be appropriately relaxed.
Those who have been engaged in financial work 10 for more than 5 years and have held management positions in financial institutions may be exempted from the conditions specified in Item (4) of Paragraph 1 of this Article. Article 8 A person who is prohibited from serving as a senior manager in the Provisions on the Administration of Qualifications of Directors and Senior Managers of Insurance Companies, or a person who is not suitable for serving as the chief financial officer as stipulated by the China Insurance Regulatory Commission, may not serve as the chief financial officer of an insurance company.
A person who is subject to administrative punishment for providing false financial and accounting information may not serve as the chief financial officer, regardless of whether his application for qualification approval exceeds the prohibition period stipulated in the Regulations on the Administration of Qualifications of Directors and Senior Managers of Insurance Companies or other provisions of the China Insurance Regulatory Commission. Article 9 Before an insurance company appoints a chief financial officer, it shall apply to the China Insurance Regulatory Commission for approval of the qualification of the chief financial officer, and submit the following written materials in triplicate, together with relevant electronic documents:
(a) the resolution of the board of directors to appoint the person in charge of finance;
(2) An application for approval of the post qualification of the proposed chief financial officer;
(3) An application form for the qualifications of directors and senior managers of the insurance company;
(4) photocopies of the ID card, academic certificate, professional qualification certificate, professional title certificate and other relevant documents of the financial controller to be appointed, and a passport copy is also required if there is a passport;
(five) proof of residence in People's Republic of China (PRC);
(six) when leaving office, the outgoing audit report shall be submitted. If there is no outgoing audit, the original employer shall declare that there is no outgoing audit. Unable to submit the above information, the proposed chief financial officer shall make a written explanation;
(seven) other materials required by the China Insurance Regulatory Commission.
An insurance company approved by the China CIRC to start business shall, within 1 month after obtaining the approval document, apply to the China CIRC for approval of the post qualification of the proposed chief financial officer in accordance with the provisions of the preceding paragraph. Article 10 The China CIRC shall make a decision on approval or disapproval within 20 working days from the date of accepting the application for approval of post qualifications. If a decision cannot be made within 20 working days, it may be extended by 65,438+00 working days with the approval of the chairman of the CIRC, and the applicant shall be informed of the reasons for the extension.
If it decides to approve, it shall issue a qualification approval document; If it decides not to approve, it shall make a written decision and explain the reasons. Article 11 The China Insurance Regulatory Commission may examine the application for post qualification approval in the following ways:
(1) Examining the application materials;
(two) to investigate the appointed person in charge of finance;
(3) Other methods as prescribed by the China Insurance Regulatory Commission.