Introduction to the Governance Standards of Securities Companies

20121211,China Securities Regulatory Commission Announcement No.41. This specification is divided into general rules, shareholders and shareholders' general meeting, directors and board of directors, supervisors and supervisors, senior managers, incentive and restraint mechanism, basic principles of the relationship between securities companies and customers, and supplementary rules, with a total of 8 chapters and 79 articles, which will be implemented as of 20 13 1. On June 5438, 2003+February 65438+February 5, 2003, China Securities Regulatory Commission promulgated the "Guidelines for the Governance of Securities Companies (Trial)" (Zheng Jian Zi [2003] No.259) to be abolished.